DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••• A•••• M•••••••••
Legal name A•••••• A•••• M••••••••• ••••••••• L••••••
Latest filing Mar 27, 2026
First filing on the tape Jul 27, 2022 · 9 filings
SEC status approved since Aug 31, 2022
RAUM
$5.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$5.7B as of Mar 27, 2026
Mar 30, 2023$3.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 30, 20230 then
Employees (5.A)19 as of Mar 27, 2026
Mar 30, 202318 then
Private funds: no history
RAUM +32% over the last fiscal year+18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $439MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$4.2B74%
- Pooled investment vehicles$1.5B26%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.26 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• B••••••• O•••••• · Directorcontrolsince 01/2019 · owns less than 5%
- L•• N••• · Director Of Compliance And Risk Apaccontrolsince 03/2021 · owns less than 5%
- N•••• T•••••••• W• · Directorcontrolsince 01/2024 · owns less than 5%
- P••••••••• E•••••••• · Directorcontrolsince 03/2017 · owns less than 5%
- S•••••• G••••••• M•••• T•••••• · Ceo And Directorcontrolsince 05/2022 · owns less than 5%
- V•••••••• A•••••••• · Directorcontrolsince 02/2024 · owns less than 5%
- Y••••• K••••••••• L••••• · Directorcontrolsince 07/2017 · owns less than 5%
Entity owners
- A•••••• A•••• M••••••••• · Sole Holder Of Class A Interests Of The Registrantdirect · owns 75% or more
- A•••••• K••• G• L•• · General Partner Ofa•••••• K••• L•indirect · owns F of A•••••• K••• L•
- A•••••• K••• L• · Sole Holder Of Class B Interests Of The Registrantindirect · owns 75% or more of A•••••• A•••• M•••••••••
- B••••••••• A•••••••• H••••••• L•• · Sole Holder Of Class A Interests Of The Registrantindirect · owns 75% or more of A•••••• A•••• M•••••••••
- B••••••••• I•• · Sole Member Of B••••••••• A•••••••• H••••••• L••indirect · owns 75% or more of B••••••••• A•••••••• H••••••• L••
- B••••••••• I••••••••• G•••• I•• · Sole Shareholder Of B••••••••• I••indirect · owns 75% or more of B••••••••• I•• · public reporting company
Related persons
Schedule D 7.A
- A•••••• A•••• M••••••••• ••••••••• P•• L••investment advisern
- A•••••• A•••• M••••••••• ••• L••••••investment advisern
- A•••••• A•••• M•••••••••investment adviserbankpooled vehicle sponsoryRAUM $177B
Advisers that list A•••••• A•••• M••••••••• as a related person
- 323400 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 8 to 7Mar 27, 2025 to Mar 27, 2026
- Advisory activities · 3 to 2Mar 27, 2025 to Mar 27, 2026
- Corporate clients · 6 to 7Mar 27, 2025 to Mar 27, 2026
- Pooled vehicle clients · 7 to 6Mar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $4.3B to $5.7BMar 27, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.4B to $1.5BMar 27, 2025 to Mar 27, 2026
- RAUM · $4.3B to $5.7BMar 27, 2025 to Mar 27, 2026
- Advisory activities · 2 to 3Jan 21, 2025 to Mar 27, 2025
- Corporate clients · 4 to 6Jan 21, 2025 to Mar 27, 2025
- Employees · 17 to 19Jan 21, 2025 to Mar 27, 2025
- Financial planning clients · unset to Jan 21, 2025 to Mar 27, 2025
- Discretionary RAUM · $4.0B to $4.3BJan 21, 2025 to Mar 27, 2025
- Pooled vehicle RAUM · $1.3B to $1.4BJan 21, 2025 to Mar 27, 2025
- RAUM · $4.0B to $4.3BJan 21, 2025 to Mar 27, 2025
- HQ state · unset to Mar 28, 2024 to Jan 21, 2025
- Accounts · 11 to 13Feb 21, 2024 to Mar 28, 2024
- Employees · 18 to 17Feb 21, 2024 to Mar 28, 2024
- Discretionary RAUM · $3.5B to $4.0BFeb 21, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $1.2B to $1.3BFeb 21, 2024 to Mar 28, 2024
- RAUM · $3.5B to $4.0BFeb 21, 2024 to Mar 28, 2024
- Accounts · 9 to 11Nov 4, 2022 to Mar 30, 2023
- Advisory employees · 6 to 8Nov 4, 2022 to Mar 30, 2023
- Corporate clients · 3 to 4Nov 4, 2022 to Mar 30, 2023
- Pooled vehicle clients · 6 to 7Nov 4, 2022 to Mar 30, 2023
- Employees · 16 to 18Nov 4, 2022 to Mar 30, 2023
- Discretionary RAUM · $3.0B to $3.5BNov 4, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $826M to $1.2BNov 4, 2022 to Mar 30, 2023
- RAUM · $3.0B to $3.5BNov 4, 2022 to Mar 30, 2023
- Related broker-dealer · true to falseNov 4, 2022 to Mar 30, 2023
Signals
5 dated events
- A•••••• A•••• M••••••••• reported RAUM $5.7B, up 32% from $4.3B (2025-03-27 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- W. Theodore Noon (Director) appeared on Schedule A of A•••••• A•••• M•••••••••Feb 21, 2024 · Control person joined · fact
- A•••••••• V••••••• (Director) appeared on Schedule A of A•••••• A•••• M•••••••••Feb 21, 2024 · Control person joined · fact
- Allen Ross Dowd (Director) no longer on Schedule A of A•••••• A•••• M••••••••• (listed 2023-03-30, absent 2024-01-19)Jan 19, 2024 · Control person left · inference
- A•••••• A•••• M••••••••• filed its initial SEC registration (Form ADV)Jul 27, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/A••••••-ASSET-MANAGEMENTreportedpublic record, Form ADV, Sep 18, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +612 9093 1000reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026