DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CHEVY CHASE, MD | CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 18, 2025 | n/a | yes | CHEVY CHASE, MD|CHARLOTTE, NC | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Feb 24, 2011 | Aug 19, 2025 | no | COLUMBIA, MD|COLUMBIA, MD|ANNAPOLIS, MD|CHARLOTTE, NC|BETHESDA, MD|MINNEAPOLIS, MN|COLUMBIA, MD|TARPON SPRINGS, FL|ANNAPOLIS, MD|MCLEAN, VA|ANNAPOLIS, MD|MCLEAN, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 19, 2025 | Sep 18, 2025 | 30 | Firm change | Wirehouse to wirehouse |