DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)36 years in industry

THOMAS GILBERT EASTWOOD

Advisor at ROCKEFELLER CAPITAL MANAGEMENT

WINTER PARK, FL | ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:349de13d-dbb6-518b-9431-3ca61772656e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 24, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROCKEFELLER CAPITAL MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 13, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Aug 13, 1990
First registration: Apr 24, 1998
Dual registered: yes, broker-dealer
Other names: TOM EASTWOOD|TOMMY EASTWOOD|THOMAS GILBERT EASTWOOD|THOMAS G EASTWOOD JR|THOMAS G EASTWOOD JR.
IAPD individual key: 2054207

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROCKEFELLER CAPITAL MANAGEMENT	Bd affiliated wealth	Dec 18, 2025	n/a	yes	WINTER PARK, FL\|ATLANTA, GA	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 2, 2010	Dec 18, 2025	no	WINTER PARK, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 2, 2010	no	Orlando, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	ORLANDO, FL	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 8, 2004	Apr 2, 2007	no	ORLANDO, FL\|ORLANDO, FL	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Apr 24, 1998	Nov 19, 2004	no	BAY HILL, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	ROCKEFELLER CAPITAL MANAGEMENT	Dec 18, 2025	Dec 18, 2025	0	Firm change	Wirehouse to ibd
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 2, 2010	Jul 2, 2010	0	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
LEGG MASON WOOD WALKER, INCORPORATED	MORGAN STANLEY DW INC.	Nov 19, 2004	Nov 8, 2004	-11	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:291361:FL:2025-12-18	Dec 18, 2025	Dec 18, 2025	WINTER PARK, FL	Firm change

Relationships

Registered with (6)

→ ROCKEFELLER CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Dec 18, 2025 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 2, 2010 to Dec 18, 2025factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 2, 2010factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 8, 2004 to Apr 2, 2007factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Apr 24, 1998 to Nov 19, 2004factForm ADV

Dated events

Occurred
Dec 18, 2025
Advisor changed firm
Thomas Gilbert Eastwood left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Rockefeller Capital Management (registered 2025-12-18)
Form ADVobserved 5 days ago