DFX Intelligence

N••• S•••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

N••• S•••• M•••••••

Advisor at L•••

LOS ANGELES, CA | ANN ARBOR, MI

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Search this name across graphsid dfx:ria:34a2c1d3-77e7-b176-886e-922a036a4d57

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 28, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Jul 21, 2025	n/a	yes	LOS ANGELES, CA\|ANN ARBOR, MI	Current employment
E••••••• C•••••• M••••••••• I••	Former SEC adviser	Sep 28, 2023	Sep 15, 2025	no	ANN ARBOR, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••• C•••••• M••••••••• I••	L•••	Sep 15, 2025	Jul 21, 2025	-56	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
104875:269866:MI:2025-09-15	Sep 15, 2025	Jul 21, 2025	ANN ARBOR, MI	Firm change after gap

Relationships

Registered with (2)

→ L•••Registered adviserregistration: current employment
Jul 21, 2025 to presentfactForm ADV
→ E••••••• C•••••• M••••••••• I••Registered adviserregistration: previous registration
Sep 28, 2023 to Sep 15, 2025factForm ADV

Dated events

Occurred
Sep 15, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:34a2c1d3-77e7-b176-886e-922a036a4d57
First observed: Sep 28, 2023
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.