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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)24 years in industry

PAUL A DOWD

Advisor at PARK AVENUE SECURITIES LLC

RALEIGH, NC

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Search this name across graphsid dfx:ria:34aedbb5-497e-e833-600a-fd721c40bb49

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PARK AVENUE SECURITIES LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 11, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 5
Designations: Chartered Financial Consultant
Exams: S65|S63
First exam: Apr 11, 2002
First registration: Feb 9, 2012
Dual registered: yes, broker-dealer
Other names: PAUL A DOWD|PAUL ANDREW DOWD
IAPD individual key: 4494128

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Mar 19, 2021	n/a	yes	RALEIGH, NC	Current employment
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jan 27, 2015	Mar 2, 2021	no	RALEIGH, NC\|HOLLY SPRINGS, NC\|Cary, NC	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jul 10, 2013	Nov 20, 2014	no	Raleigh, NC	Previous registration
GL INVESTMENT SERVICES, LLC	Former SEC adviser	Dec 18, 2012	Jun 20, 2013	no	WALTHAM, MA	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Feb 9, 2012	Dec 6, 2012	no	DURHAM, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALLSTATE FINANCIAL ADVISORS, LLC	PARK AVENUE SECURITIES LLC	Mar 2, 2021	Mar 19, 2021	17	Firm change	Ibd to ibd
PRINCIPAL SECURITIES, INC.	ALLSTATE FINANCIAL ADVISORS, LLC	Nov 20, 2014	Jan 27, 2015	68	Firm change	Other
GL INVESTMENT SERVICES, LLC	PRINCIPAL SECURITIES, INC.	Jun 20, 2013	Jul 10, 2013	20	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	GL INVESTMENT SERVICES, LLC	Dec 6, 2012	Dec 18, 2012	12	Firm change	Other

Relationships

Registered with (5)

→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: current employment
Mar 19, 2021 to presentfactForm ADV
→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 27, 2015 to Mar 2, 2021factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Jul 10, 2013 to Nov 20, 2014factForm ADV
→ GL INVESTMENT SERVICES, LLCRegistered adviserregistration: previous registration
Dec 18, 2012 to Jun 20, 2013factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Feb 9, 2012 to Dec 6, 2012factForm ADV

Dated events

No dated event names this entity yet.