DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Paul A Dowd
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Paul A Dowd
At current firm
5 y
since Mar 19, 2021
In the industry
24 y
since Apr 11, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Park Avenue Securities LLC BD affiliated currentsince Mar 19, 2021 · Raleigh, Nc
- Allstate Financial Advisors, LLC BD affiliatedJan 27, 2015 to Mar 2, 2021 · Raleigh, Nc
- Principal Securities, Inc. BD affiliatedJul 10, 2013 to Nov 20, 2014 · Raleigh, Nc
- Gl Investment Services, LLC formerDec 18, 2012 to Jun 20, 2013 · Waltham, Ma
- Valic Financial Advisors, Inc. BD affiliatedFeb 9, 2012 to Dec 6, 2012 · Durham, Nc
Moves
a registration end followed by a registration begin elsewhere
- Allstate Financial Advisors, LLC to Park Avenue Securities LLCleft Mar 2, 2021, registered Mar 19, 2021 (17 days) · Affiliated broker-dealer or bank to another
- Principal Securities, Inc. to Allstate Financial Advisors, LLCleft Nov 20, 2014, registered Jan 27, 2015 (68 days) · Other
- Gl Investment Services, LLC to Principal Securities, Inc.left Jun 20, 2013, registered Jul 10, 2013 (20 days) · Other
- Valic Financial Advisors, Inc. to Gl Investment Services, LLCleft Dec 6, 2012, registered Dec 18, 2012 (12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address