DFX Intelligence

N••••••• P•••••• F••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserNo RAUM reportedSEC registeredRAUM none

N••••••• P•••••• F••• A••••••• L••

CRD 313687

BIRMINGHAM, AL

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Search this name across graphs

Data as of Feb 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 1
Observed: Apr 26, 2021 to Feb 16, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

N••••••• P•••••• F••• A••••••• L••

Venture manager · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 3
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••••• M•••••• G•••••••	n/a	BIRMINGHAM, AL	5	11	n/a	no
S•••••• N•••••	n/a	BIRMINGHAM, AL	4	11

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F•••• A••••• V••••••• L••• S•••••• F••• I•	Venture Capital Fund	$6.3M	Feb 16, 2024	17	Mar 2, 2022	reported	021-1870142

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••••• T•••••• M••••••	MANAGING MEMBER / CCO	C	yes	05/2021	Apr 26, 2021	Feb 16, 2024
H•••••• C••••••••• N••••	MANAGING MEMBER	D	yes	05/2021	Apr 26, 2021	Feb 16, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N••••••• 4•••• L••	n/a	Institutional manager	$318M	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 16, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$0	n/a	$6.2M	n/a	4	3	0	0

Relationships

Affiliated with (2)

← N••••••• 4•••• L••Registered adviserother investment adviser, common control
factForm ADV
→ N••••••• 4•••• L••Registered adviserother investment adviser, common control
factForm ADV

Registered with (3)

← E•••• S•••••• B•••••Advisorregistration: current employment
Mar 20, 2024 to presentfactForm ADV
← S•••••• N•••••

Dated events

Order

Occurred
26 Apr 2021
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 26, 2021
Last observed: Feb 16, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.