DFX Intelligence

B•••••• A••••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

B•••••• A••••••• B•••••

Advisor at A••••••• A••••••• S•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:34b46993-0585-4029-d6a7-7b88c31f5a89

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 17, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 14, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Nov 1, 2021	n/a	yes	Evans, GA\|Corpus Christi, TX\|Iowa City, IA\|San Antonio, TX	Current employment
I•• F•••••••• P•••••••	State registered	Apr 25, 2019	Feb 16, 2021	no	SAN ANTONIO, TX\|EDINBURG, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•• F•••••••• P•••••••	A••••••• A••••••• S•••••••• L••	Feb 16, 2021	Nov 1, 2021	258	Firm change	Other
L•• F•••••••• L••	I•• F•••••••• P•••••••	Feb 4, 2021	Apr 25, 2019

Relationships

Registered with (5)

→ A••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 1, 2021 to presentfactForm ADV
→ I•• F•••••••• P•••••••Registered adviserregistration: previous registration
Apr 25, 2019 to Feb 16, 2021factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 29, 2018 to Feb 4, 2021factForm ADV
→ C••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:34b46993-0585-4029-d6a7-7b88c31f5a89
First observed: Jan 17, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.