O••• L• S•••••

Advisor at S••••• P•••••• W••••• M••••••••• L••

St. Augustine, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:34c34518-850f-668a-d8af-bd33dab7c500

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 20, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• P•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 19, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• P•••••• W••••• M••••••••• L••	Independent wealth	Nov 1, 2021	n/a	yes	St. Augustine, FL	Current employment
S•••• W••••• M••••••••• L••	Bd affiliated wealth	May 6, 2011	Oct 29, 2021	no	ST. AUGUSTINE, FL\|MCLEAN, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• W••••• M••••••••• L••	S••••• P•••••• W••••• M••••••••• L••	Oct 29, 2021	Nov 1, 2021	3	Firm change	Ibd to new firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S•••• W••••• M••••••••• L••	May 12, 2011	May 6, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
113908:312164:VA:2021-10-29	Oct 29, 2021	Nov 1, 2021	MCLEAN, VA	Firm change

Relationships

Registered with (4)

→ S••••• P•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 1, 2021 to presentfactForm ADV
→ S•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 6, 2011 to Oct 29, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 13, 2006 to May 12, 2011factForm ADV
→ M••••• S•••••• D• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:34c34518-850f-668a-d8af-bd33dab7c500
First observed: Apr 20, 1994
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.