DFX Intelligence

M• F•••••••• I••••••••• A••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

M• F•••••••• I••••••••• A••••••• I••

CRD 106648

PORTLAND, OR

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Search this name across graphsid dfx:ria:34d1dea7-27fd-081c-05f9-225457271c70

Data as of Sep 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 24
On other graphs: 0
Observed: Mar 26, 2012 to Sep 1, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0
Regulatory AUM: $1.0B••• Locked
Discretionary RAUM: $1.0B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••• M••••••• L••	DIRECTOR/CHAIR	Na	yes	05/2019	Mar 26, 2012	Mar 26, 2024
D••••••• P•••••• M•••	Director	Na	yes	12/2016	Mar 20, 2017	Mar 26, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M• H••••••• S••••••••• I•••	n/a	Bd affiliated wealth	$3.2B	N	yes	n/a
M• F•••••••• A•••• M••••••••• I•••	n/a	Independent wealth	$1.2B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.0B	$938M	7.3%	$738M	10.9%	3	3	1	1

Relationships

Affiliated with (4)

→ M• F•••••••• A•••• M••••••••• I•••Registered adviserother investment adviser, common control
factForm ADV
→ M• H••••••• S••••••••• I•••Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
← M• F•••••••• A•••• M••••••••• I•••Registered adviserother investment adviser, common control
factForm ADV
← M• H••••••• S••••••••• I•••Registered adviser

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 1, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Sep 1, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Sep 1, 2026
Ria principal change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:34d1dea7-27fd-081c-05f9-225457271c70
First observed: Mar 26, 2012
Last observed: Sep 1, 2026 22 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.