DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
M Financial Investment Advisers Inc
Latest filing Sep 1, 2026
First filing on the tape Mar 26, 2012 · 26 filings
SEC status approved since Nov 24, 1995
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
0 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$1.0B as of Mar 20, 2026
Mar 26, 2012$532M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 20, 2026
Feb 7, 20130 then
Employees (5.A)3 as of Mar 20, 2026
Feb 7, 20134 then
Private funds: no history
RAUM +7.3% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $252MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$1.0B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 4reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lee Malcolm Cowen · Director/Chaircontrolsince 05/2019 · owns less than 5%
- Mark Philip Debruyn · Directorcontrolsince 12/2016 · owns less than 5%
- Andrew Kenneth Kalina · Chief Compliance Officercontrolsince 08/2019 · owns less than 5%
- David James Kaplan · Directorcontrolsince 08/2021 · owns less than 5%
- Robert David Lees · Secretary/Treasurercontrolsince 02/2007 · owns less than 5%
- Patrick Robert Olson · Presidentcontrolsince 11/2023 · owns less than 5%
- James Carl Peterson · Directorcontrolsince 10/2018 · owns less than 5%
- Sandra Lauren Thomas · Directorcontrolsince 06/2019 · owns less than 5%
Entity owners
- M Financial Holdings Incorporated · Equity Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- M Financial Asset Management, Inc.investment advisernRAUM $1.2B
- M Financial Securities Marketing, Inc.broker-dealern
- M Holdings Securities, Inc.broker-dealerinvestment adviserreal estatenRAUM $3.2B
- M Life Insurance Companyreal estaten
- Management Compensation Group Northwest, LLCreal estaten
Advisers that list M Financial Investment Advisers Inc as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 20, 2026 to Sep 1, 2026
- Succession · false to unsetMar 20, 2026 to Sep 1, 2026
- Discretionary RAUM · $938M to $1.0BNov 11, 2025 to Mar 20, 2026
- RAUM · $938M to $1.0BNov 11, 2025 to Mar 20, 2026
- Financial planning clients · unset to Mar 26, 2024 to Mar 21, 2025
- Other offices · 0 to 1Mar 26, 2024 to Mar 21, 2025
- Discretionary RAUM · $845M to $938MMar 26, 2024 to Mar 21, 2025
- RAUM · $845M to $938MMar 26, 2024 to Mar 21, 2025
- Discretionary RAUM · $738M to $845MNov 30, 2023 to Mar 26, 2024
- RAUM · $738M to $845MNov 30, 2023 to Mar 26, 2024
- Accounts · 1 to 4Jun 16, 2022 to Mar 21, 2023
- Discretionary RAUM · $886M to $738MJun 16, 2022 to Mar 21, 2023
- RAUM · $886M to $738MJun 16, 2022 to Mar 21, 2023
- BD registered reps · 2 to 1Apr 26, 2022 to Jun 16, 2022
- Employees · 4 to 3Mar 10, 2021 to Mar 1, 2022
- Discretionary RAUM · $759M to $886MMar 10, 2021 to Mar 1, 2022
- RAUM · $759M to $886MMar 10, 2021 to Mar 1, 2022
- Charity clients · unset to 0.0Mar 30, 2020 to Mar 10, 2021
- Corporate clients · unset to 0.0Mar 30, 2020 to Mar 10, 2021
- HNW clients · unset to 0.0Mar 30, 2020 to Mar 10, 2021
- Individual clients · unset to 0.0Mar 30, 2020 to Mar 10, 2021
- Pension plan clients · unset to 0.0Mar 30, 2020 to Mar 10, 2021
- Discretionary RAUM · $687M to $759MMar 30, 2020 to Mar 10, 2021
- RAUM · $687M to $759MMar 30, 2020 to Mar 10, 2021
- Discretionary RAUM · $580M to $687MSep 3, 2019 to Mar 30, 2020
- RAUM · $580M to $687MSep 3, 2019 to Mar 30, 2020
- BD registered reps · 1 to 2Nov 7, 2018 to Mar 1, 2019
- Discretionary RAUM · $746M to $580MNov 7, 2018 to Mar 1, 2019
- RAUM · $746M to $580MNov 7, 2018 to Mar 1, 2019
- Discretionary RAUM · $640M to $746MOct 25, 2017 to Feb 26, 2018
- RAUM · $640M to $746MOct 25, 2017 to Feb 26, 2018
- Pooled vehicle clients · unset to 0.0Mar 20, 2017 to Oct 25, 2017
- Other offices · unset to 0.0Mar 20, 2017 to Oct 25, 2017
- Discretionary RAUM · $686M to $640MMar 28, 2016 to Mar 20, 2017
- RAUM · $686M to $640MMar 28, 2016 to Mar 20, 2017
- BD registered reps · 2 to 1Feb 10, 2015 to Mar 28, 2016
- Discretionary RAUM · $659M to $686MFeb 10, 2015 to Mar 28, 2016
- RAUM · $659M to $686MFeb 10, 2015 to Mar 28, 2016
- Discretionary RAUM · $764M to $659MOct 28, 2014 to Feb 10, 2015
- RAUM · $764M to $659MOct 28, 2014 to Feb 10, 2015
Signals
15 dated events
- Patrick Robert Olson (President) appeared on Schedule A of M Financial Investment Advisers IncNov 30, 2023 · Control person joined · fact
- Jon Erik Bjorvik (President) no longer on Schedule A of M Financial Investment Advisers Inc (listed 2023-03-21, absent 2023-11-30)Nov 30, 2023 · Control person left · inference
- John Michael Kiley (Director) no longer on Schedule A of M Financial Investment Advisers Inc (listed 2022-06-16, absent 2023-03-21)Mar 21, 2023 · Control person left · inference
- Bolch Valerie Rachelle Pimenta (President) no longer on Schedule A of M Financial Investment Advisers Inc (listed 2022-04-26, absent 2022-06-16)Jun 16, 2022 · Control person left · inference
- Jon Erik Bjorvik (President) appeared on Schedule A of M Financial Investment Advisers IncJun 16, 2022 · Control person joined · fact
- Mary Bridget Mcnamara-Fenesy (President) no longer on Schedule A of M Financial Investment Advisers Inc (listed 2022-03-01, absent 2022-04-26)Apr 26, 2022 · Control person left · inference
- David James Kaplan (Director) appeared on Schedule A of M Financial Investment Advisers IncMar 1, 2022 · Control person joined · fact
- James Dean Beckley (Chief Information Security Officer) no longer on Schedule A of M Financial Investment Advisers Inc (listed 2021-03-10, absent 2022-03-01)Mar 1, 2022 · Control person left · inference
- Bolch Valerie Rachelle Pimenta (Vice President) appeared on Schedule A of M Financial Investment Advisers IncMar 30, 2020 · Control person joined · fact
- James Dean Beckley (Chief Information Security Officer) appeared on Schedule A of M Financial Investment Advisers IncMar 30, 2020 · Control person joined · fact
- Andrew Kenneth Kalina (Chief Compliance Officer) appeared on Schedule A of M Financial Investment Advisers IncSep 3, 2019 · Control person joined · fact
- Sandra Lauren Thomas (Director) appeared on Schedule A of M Financial Investment Advisers IncSep 3, 2019 · Control person joined · fact
- Macdonald Lawton Nease (Chair/Director) no longer on Schedule A of M Financial Investment Advisers Inc (listed 2019-05-29, absent 2019-09-03)Sep 3, 2019 · Control person left · inference
- Constantine Pelos (Chief Compliance Officer) no longer on Schedule A of M Financial Investment Advisers Inc (listed 2019-05-29, absent 2019-09-03)Sep 3, 2019 · Control person left · inference
- Dale Richard Mack (Director) no longer on Schedule A of M Financial Investment Advisers Inc (listed 2018-11-07, absent 2019-03-01)Mar 1, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- mfin.com/m-fundsreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 503-232-6960reportedpublic record, Form ADV, Sep 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026