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Advisor at DOMINION WEALTH MANAGEMENT, LLC
WILMINGTON, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DOMINION WEALTH MANAGEMENT, LLC | State registered | Jun 28, 2021 | n/a | yes | WILMINGTON, NC | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Sep 30, 2020 | Jun 18, 2021 | no | WHITEVILLE, NC | Previous registration |
| TRUSTEE EMPOWERMENT & PROTECTION, INC. | Institutional manager | Dec 31, 2001 | Mar 28, 2006 | no | WILMINGTON, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | DOMINION WEALTH MANAGEMENT, LLC | Jun 18, 2021 | Jun 28, 2021 | 10 | Firm change | Ibd to state RIA |
| TRUSTEE EMPOWERMENT & PROTECTION, INC. | AVANTAX ADVISORY SERVICES | Mar 28, 2006 | Sep 30, 2020 | 5,300 | Firm change after gap | Other |