DFX Intelligence

T•••••• E••••••••• • P••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM under $100M

T•••••• E••••••••• • P••••••••• I•••

CRD 108249

TROY, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e55778b3-3171-d1d0-0088-3463cc215b7c

Data as of Aug 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 76
Dated events: 7
On other graphs: 0
Observed: Mar 30, 2012 to Aug 12, 2026
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $10.3M••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $2.6Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
G•••• S••••• M•••••• C•••••••	n/a	The Woodlands, TX	13	41	n/a	no
T••••• S•••••	n/a	Staten Island, NY	5	21

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• S••••••• S•••••• C•••••••••	HOLDING COMPANY	E	yes	08/2015	Mar 30, 2012	Mar 30, 2024
C••• S••••••• A•• S••••••••• I•••	Owner	E	yes	08/2015	Mar 30, 2016	Mar 30, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•••••• E••••••••• • P••••••••• I•••	n/a	Institutional manager	$10.3M	Y	yes	n/a
G•••• C•••••••	n/a	n/a	n/a	Y	no	n/a
T••••• S•••••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	25.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$10.3M	$8.5M	20.8%	$7.4M	11.8%	4	5	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
1•• G••••• A••••••• I••	2	Sep 4, 2018	Oct 16, 2018	LONGWOOD, FL	Team lift out	Other	8.3%
E•• F•••••••• A•••••••	2	Sep 4, 2018	Jun 22, 2021

Relationships

Affiliated with (1)

→ T•••••• E••••••••• • P••••••••• I•••Registered adviserother investment adviser, LP sponsor, control, common control
factForm ADV

Registered with (62)

← J••• M•••••• F••••••Advisorregistration: current employment
Jan 22, 2026 to presentfactForm ADV
← E••• S••••• S••••Advisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
←

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 11, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 27, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$-1.4B
Occurred
Mar 29, 2019
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$588M
Occurred
Jul 16, 2018

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e55778b3-3171-d1d0-0088-3463cc215b7c
First observed: Mar 30, 2012
Last observed: Aug 12, 2026 41 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.