DFX Intelligence

C••••••••• P• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

C••••••••• P• S•••••

Advisor at J••• M••••• S••••••••• L••

ATLANTA, GA

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Search this name across graphsid dfx:ria:34ea726d-9f64-475b-4fe7-4b6b29e734fd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 22, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 27, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	May 24, 2017	n/a	yes	ATLANTA, GA	Current employment
D••••• W••••• M•••••••••	Independent wealth	Apr 6, 2017	Apr 26, 2017	no	TAMPA, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••• W••••• M•••••••••	J••• M••••• S••••••••• L••	Apr 26, 2017	May 24, 2017	28	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	D••••• W••••• M•••••••••	Jun 24, 2016	Apr 6, 2017

Relationships

Registered with (3)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
May 24, 2017 to presentfactForm ADV
→ D••••• W••••• M•••••••••Registered adviserregistration: previous registration
Apr 6, 2017 to Apr 26, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Dec 22, 2015 to Jun 24, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:34ea726d-9f64-475b-4fe7-4b6b29e734fd
First observed: Dec 22, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.