DFX Intelligence

C••• J••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

C••• J••••• M••••••

Advisor at N•• Y••• L••• I••••••••• M••••••••• L••

Norwell, MA | NEW Y•••, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:34fd1ec7-a129-3d83-27be-f7a9c36d21d9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 10, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• Y••• L••• I••••••••• M••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Aug 14, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• Y••• L••• I••••••••• M••••••••• L••	Asset manager	May 7, 2025	n/a	yes	Norwell, MA\|NEW Y•••, NY	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 11, 2023	Oct 8, 2024	no	Norwell, MA\|FORT MILL, SC\|NORWELL, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	N•• Y••• L••• I••••••••• M••••••••• L••	Oct 8, 2024	May 7, 2025	211	Firm change	Other
E•••• V•••• M•••••••••	L•• F•••••••• L••	Nov 10, 2022	Jan 11, 2023

Relationships

Registered with (3)

→ N•• Y••• L••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
May 7, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 11, 2023 to Oct 8, 2024factForm ADV
→ E•••• V•••• M•••••••••Registered adviserregistration: previous registration
Jun 10, 2013 to Nov 10, 2022factForm ADV

Dated events

Occurred
Oct 8, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 10, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:34fd1ec7-a129-3d83-27be-f7a9c36d21d9
First observed: Jun 10, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.