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CRD 104859
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOHN MATTHEW RING | n/a | BOSTON, MA | 18 | 18 | n/a | yes |
| JOHN THOMAS LOY | n/a | BOSTON, MA | 18 | 22 | n/a | yes |
| JOHN J SANTORO | n/a | BOSTON, MA | 18 | 24 | n/a | yes |
| IAN PATRICK MCGINN | n/a | BOSTON, MA | 18 | 23 | n/a | yes |
| ERIN ELIZABETH KACE | n/a | BOSTON, MA | 18 | 22 | n/a | yes |
| DANIEL JOHN MCCARTHY | n/a | BOSTON, MA | 18 | 29 | 2 | yes |
| RYAN LANDERS | n/a | Medfield, MA | BOSTON, MA | 18 | 22 | n/a | yes |
| RICHARD ANDREW KELLY | n/a | BOSTON, MA | 18 | 22 | n/a | yes |
| STEVEN JOSEPH PIETRICOLA | n/a | BOSTON, MA | 18 | 20 | n/a | yes |
| JOSEPH RAYMOND HERNANDEZ | n/a | BOSTON, MA | 18 | 29 | n/a | yes |
| BRIAN MATTHEW DUNKLEY | n/a | BOSTON, MA | 17 | 31 | n/a | yes |
| SCOTT WILLIAM, RUFUS FIRTH | n/a | BOSTON, MA | 17 | 26 | n/a | yes |
| IVAN ANTONIO HUERTA | n/a | BOSTON, MA | 17 | 21 | n/a | yes |
| DAVID MICHAEL RICHMAN | n/a | BOSTON, MA | 17 | 31 | 2 | yes |
| MARK MILAN | n/a | BOSTON, MA | 17 | 23 | n/a | yes |
| GREGOR DANN YUSKA | n/a | BOSTON, MA | 17 | 29 | n/a | yes |
| JOHN ANDREW CULLEN | n/a | BOSTON, MA | 17 | 19 | n/a | yes |
| CHRISTOPHER SHERMAN MITCHELL | n/a | BOSTON, MA | 17 | 19 | n/a | yes |
| CHRISTOPHER HOWARD NEBONS | n/a | BOSTON, MA | 17 | 18 | n/a | yes |
| ROBERT RYAN CURTIS | n/a | BOSTON, MA | 17 | 27 | n/a | yes |
| PAUL HAYES NICELY | n/a | BOSTON, MA | 17 | 23 | n/a | yes |
| PATRICK JUSTIN COSGROVE | n/a | BOSTON, MA | 17 | 38 | n/a | yes |
| JONATHAN SCOTT FUTTERMAN | n/a | BOSTON, MA | 16 | 34 | n/a | yes |
| ANTHONY JOSEPH GIGANTE | n/a | BOSTON, MA | 16 | 18 | n/a | yes |
| ADRIAN DONALD JACKSON | n/a | BOSTON, MA | 14 | 25 | n/a | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| EATON VANCE CASH RESERVES FUND, LLC | Liquidity Fund | $5.4B | Oct 13, 2022 | 94 | Jan 27, 2012 | dropped | n/a |
| EATON VANCE INSTITUTIONAL SENIOR LOAN FUND | Other Private Fund | $3.9B | Nov 15, 2024 | 137 | Jan 27, 2012 | reported | 021-109600 |
| EATON VANCE CLO 2014-1 LTD. | Securitized Asset Fund | $487M | Nov 2, 2021 | 16 | Jan 31, 2017 | dropped | n/a |
| EATON VANCE CLO 2014-1R, LTD | Securitized Asset Fund | $458M | Nov 15, 2024 | 10 | Mar 31, 2022 | reported | n/a |
| EATON VANCE CLO 2020-1 LTD | Securitized Asset Fund | $451M | Nov 15, 2024 | 15 | Mar 1, 2021 | reported | n/a |
| EATON VANCE CLO 2018-1 LTD. | Securitized Asset Fund | $440M | Nov 15, 2024 | 14 | Jan 31, 2019 | reported | n/a |
| EATON VANCE CLO 2013-1 LTD. | Securitized Asset Fund | $411M | Nov 15, 2024 | 11 | Jan 31, 2017 | reported | n/a |
| EATON VANCE CLO 2019-1, LTD. | Securitized Asset Fund | $396M | Nov 15, 2024 | 14 | Jan 29, 2020 | reported | n/a |
| EATON VANCE CLO 2015-1 LTD. | Securitized Asset Fund | $351M | Nov 15, 2024 | 15 | Jan 31, 2017 | reported | n/a |
| EATON VANCE EMERGING MARKETS DEBT OPPORTUNITY MASTER FUND LTD. | Hedge Fund | $349M | Nov 15, 2024 | 2 | Mar 31, 2022 | reported | 021-370059 |
| EATON VANCE INSTITUTIONAL SENIOR LOAN PLUS FUND | Hedge Fund | $317M | Nov 15, 2024 | 5 | Sep 21, 2018 | reported | 021-279689 |
| EATON VANCE MULTI-ASSET CREDIT FUND II, LLC | Hedge Fund | $293M | Nov 15, 2024 | 13 | Mar 31, 2022 | reported | 021-389401 |
| EATON VANCE PARAMETRIC MUNICIPAL CREDIT TRIDENT FUND LLC | Other Private Fund | $274M | Nov 15, 2024 | 499 | Jan 29, 2021 | reported | 021-370247 |
| EATON VANCE EMERGING MARKETS DEBT OPPORTUNITY FUND LLC | Hedge Fund | $271M | Nov 15, 2024 | 4 | Mar 31, 2022 | reported | 021-37005902 |
| EATON VANCE CASH COLLATERAL FUND, LLC | Liquidity Fund | $62.6M | Aug 3, 2016 | 5 | Jan 27, 2012 | dropped | 021-87644 |
| EATON VANCE EMERGING MARKETS DEBT OPPORTUNITY FUND LTD. | Hedge Fund | $61.2M | Nov 15, 2024 | 4 | Jan 29, 2021 | reported | 021-37005901 |
| EATON VANCE SMALL CAP CORE FUND, LLC | Other Private Fund | $16.9M | Sep 15, 2017 | 11 | Jan 27, 2012 | dropped | 021-98023 |
| EATON VANCE EQUITY HARVEST FUND LLC | Other Private Fund | $6.3M | Nov 15, 2024 | 2 | Jan 29, 2020 | reported | 021-337228 |
| EATON VANCE CDO IX LTD | Securitized Asset Fund | $2.4M | Jun 6, 2018 | 40 | Jan 27, 2012 | dropped | n/a |
| EATON VANCE CDO X PLC | Securitized Asset Fund | $2.4M | Feb 21, 2019 | 3 | Jan 27, 2012 | dropped | n/a |
| EATON VANCE CDO VIII LTD | Securitized Asset Fund | $549,558 | Nov 2, 2021 | 1 | Jan 27, 2012 | dropped | n/a |
| EATON VANCE CDO VII PLC | Securitized Asset Fund | $123,061 | Jun 6, 2018 | 30 | Jan 27, 2012 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BUHAIN WINSLOW, LISA | CHIEF ADMINISTRATIVE OFFICER | Na | yes | 12/2023 | Dec 8, 2023 | Nov 15, 2024 |
| Gallacher, Desmond, J | CHIEF TECHNOLOGY OFFICER AND VICE PRESIDENT | Na | yes | 03/2021 | May 15, 2023 | Nov 15, 2024 |
| HUNEKE, BENJAMIN, CORDT | CHIEF EXECUTIVE OFFICER & PRESIDENT | Na | yes | 11/2024 | Jan 16, 2024 | Nov 15, 2024 |
| MORGAN STANLEY | Member | E | yes | 10/2002 | Mar 31, 2022 | Nov 15, 2024 |
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | OWNS 100% OF EATON VANCE MANAGEMENT | E | yes | 08/2023 | Aug 24, 2023 | Nov 15, 2024 |
| Froio, Richard, Francis | CHIEF COMPLIANCE OFFICER | Na | no | 11/2017 | Feb 1, 2018 | Nov 15, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | n/a | Wirehouse | $1962B | N | yes | NY |
| MORGAN STANLEY INVESTMENT MANAGEMENT INC. | n/a | Asset manager | $702B | N | yes | n/a |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | n/a | Bd affiliated wealth | $685B | N | yes | n/a |
| MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED | n/a | Asset manager | $175B | N | yes | n/a |
| BOSTON MANAGEMENT AND RESEARCH | n/a | Asset manager | $155B | Y | yes | n/a |
| CALVERT RESEARCH AND MANAGEMENT | n/a | Asset manager | $40B | Y | yes | n/a |
| MS CAPITAL PARTNERS ADVISER INC. | n/a | Asset manager | $39B | N | yes | n/a |
| EATON VANCE ADVISERS INTERNATIONAL LTD. | n/a | Asset manager | $36B | N | yes | n/a |
| ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. | n/a | Asset manager | $29B | N | yes | n/a |
| MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY | n/a | Other adviser | $11B | N | yes | n/a |
| MORGAN STANLEY EATON VANCE CLO MANAGER LLC | n/a | Asset manager | $4.3B | N | yes | n/a |
| MORGAN STANLEY INVESTMENT MANAGEMENT (JAPAN) CO., LTD. | n/a | Former SEC adviser | $3.5B | N | yes | n/a |
| EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED | n/a | Former SEC adviser | $1.5B | Y | yes | n/a |
| EATON VANCE DISTRIBUTORS, INC. | n/a | n/a | n/a | N | yes | n/a |
| EATON VANCE TRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| MORGAN STANLEY DISTRIBUTION, INC. | n/a | n/a | n/a | N | yes | n/a |
| MORGAN STANLEY MUFG SECURITIES CO., LTD. | n/a | n/a | n/a | N | yes | n/a |
| MSIM FUND MANAGEMENT (IRELAND) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 5 | no |
| WASHINGTON DC | Dc | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $97B | $97B | 219 | 160 | 4 | 14 | n/a |
| 2024 | Mar 26, 2025 | $85B | $85B | 247 | 189 | 5 | 14 | n/a |
| 2023 | Mar 27, 2024 | $63B | $63B | 225 | 160 | 2 | 14 | $7.9B |
| 2022 | Mar 31, 2023 | $77B | $76B | 247 | 171 | 3 | 14 | $7.9B |
| 2021 | Mar 31, 2022 | $86B | $85B | 776 | 218 | 1 | 12 | $14B |
| 2020 | Jan 29, 2021 | $73B | $72B | 866 | 225 | 1 | 11 | $12B |
| 2019 | Jan 29, 2020 | $109B | $103B | 868 | 254 | 1 | 10 | $11B |
| 2018 | Jan 31, 2019 | $103B | $100B | 842 | 232 | 1 | 9 | $11B |
| 2017 | Feb 1, 2018 | $91B | $88B | 813 | 205 | 2 | 9 | $11B |
| 2016 | Jan 31, 2017 | $90B | $86B | 750 | 200 | n/a | 10 | $12B |
| 2015 | Jan 29, 2016 | $84B | $80B | 750 | 200 | n/a | 8 | $11B |
| 2014 | Jan 30, 2015 | $89B | $86B | 700 | 200 | n/a | 9 | $12B |
| 2013 | Jan 29, 2014 | $82B | $79B | 700 | 200 | n/a | 9 | $11B |
| 2012 | Jan 29, 2013 | $129B | $128B | 900 | 190 | n/a | 9 | $9.6B |
| 2011 | Jan 27, 2012 | $133B | $132B | n/a | n/a | n/a | 8 | $9.5B |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 7 | -7 | 6.6% | 0 | 2 | 0 | 1 | 27 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $97B | $85B | 14.3% | $77B | 7.9% | 219 | 247 | 4 | 5 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 2 | Jun 1, 2017 | Nov 28, 2017 | BOSTON, MA | Team lift out | Other | 2.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY INVESTMENT MANAGEMENT INC. | 4 | May 31, 2023 | Sep 25, 2023 | NEW YORK, NY | Channel change | Other | 17.4% |