DFX Intelligence

R••••• L••••••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst30 years in industry

R••••• L••••••••• R••••

Advisor at R•••• A•••• M•••••••••

SPRING LAKE, NJ

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Search this name across graphsid dfx:ria:34fd9905-ad0f-feba-8db7-85e30b0edf66

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 14, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• A•••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 16, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• A•••• M•••••••••	State registered	Nov 9, 2021	n/a	yes	SPRING LAKE, NJ	Current employment
A••••••• S••••••• N••••••	Independent wealth	Jun 14, 2018	Dec 14, 2021	no	Summit, NJ\|ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• S••••••• N••••••	R•••• A•••• M•••••••••	Dec 14, 2021	Nov 9, 2021	-35	Firm change after gap	RIA to state RIA

Relationships

Registered with (2)

→ R•••• A•••• M•••••••••Registered adviserregistration: current employment
Nov 9, 2021 to presentfactForm ADV
→ A••••••• S••••••• N••••••Registered adviserregistration: previous registration
Jun 14, 2018 to Dec 14, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:34fd9905-ad0f-feba-8db7-85e30b0edf66
First observed: Jun 14, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.