DFX Intelligence

B••••• F•••••••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

B••••• F•••••••• A•••••••• I•••

CRD 107931

PORTAGE, MI

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Search this name across graphsid dfx:ria:3501dd6f-c093-fbf4-0ac1-c98304c0648a

Data as of Jan 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 5
On other graphs: 0
Observed: Feb 15, 2012 to Jan 23, 2026
39 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $725M••• Locked
Discretionary RAUM: $725M
Private client RAUM: $725Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $242Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••••• M•••••• P••••	Certified Financial Planner	PORTAGE, MI	17	24	n/a	no
B•••••• L••••• W•••	Certified Financial Planner	PORTAGE, MI	12	12

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P••••• A•••••• M••••••	CHIEF COMPLIANCE OFFICER/PRESIDENT	E	yes	01/2019	Feb 15, 2012	Apr 12, 2024
W•••• B••••••• L•••••	VICE PRESIDENT	A	yes	01/2021	Feb 8, 2023	Apr 12, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$725M	$570M	27.3%	$399M	22.1%	12	12	0	0

Relationships

Registered with (4)

← J••••• J•••• H••••••Advisorregistration: current employment
Sep 2, 2026 to presentfactForm ADV
← B•••••• L••••• W•••Advisorregistration: current employment
Jun 12, 2014 to presentfactForm ADV
← A••••• M•••••• P••••Advisorregistration: current employment
Feb 24, 2009 to presentfactForm ADV
← M•••••• G••••••

Dated events

Occurred
Jan 23, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$155M
Occurred
Jan 23, 2026
Ria ownership band change
••• Locked
Form ADVobserved today
Occurred
Jul 9, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 8, 2023

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3501dd6f-c093-fbf4-0ac1-c98304c0648a
First observed: Feb 15, 2012
Last observed: Jan 23, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.