DFX Intelligence
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Advisor at A•••••••• D••••
BALTIMORE, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••••••• D•••• | Independent wealth | Aug 1, 2016 | n/a | yes | BALTIMORE, MD | Current employment |
| T•••• A•••••••• L•• | Former SEC adviser | Jan 24, 2014 | Aug 2, 2016 | no | Fulton, MD|ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••••••• S•••••••• G••••• L•• | T•••• A•••••••• L•• | Aug 3, 2016 | Jan 24, 2014 | -922 | Firm change after gap | Other |
| T•••• A•••••••• L•• | A•••••••• D•••• | Aug 2, 2016 | Aug 1, 2016 |
| P••••••• S•••••••• G••••• L•• |
| Former SEC adviser |
| Nov 10, 2010 |
| Aug 3, 2016 |
| no |
| FULTON, MD |
| Previous registration |
| O•••• F•• I••• | Former SEC adviser | Jun 10, 2008 | Nov 17, 2010 | no | SYKESVILLE, MD | Previous registration |
| -1 |
| Firm change |
| Other |
| O•••• F•• I••• | P••••••• S•••••••• G••••• L•• | Nov 17, 2010 | Nov 10, 2010 | -7 | Firm change | Other |