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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ARMSTRONG DIXON

ADE, LLC, CRD 168345

BALTIMORE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4c97bec1-4e25-a03f-b04a-8d5723d716d4

Data as of Jun 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 0
Observed: Jul 3, 2013 to Jun 25, 2026
62 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=6.0
Regulatory AUM: $448MItem 5.F on the latest filing (2026-06-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $446M
Private client RAUM: $443MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $74.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 957
Individual clients: 132
High net worth clients: 158
Custody, client assets: $306M
SEC number: 801-106631
CRD: 168345
Filings on the tape: 62
First filed: Jul 3, 2013
Latest filed: Jun 25, 2026
Organised: Limited Liability Company, MD

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GREGORY PAUL ARMSTRONG	Certified Financial Planner	BALTIMORE, MD	13	20	2	yes
SCHUYLER L ENGELHARDT	Certified Financial Planner	BALTIMORE, MD	12	12	n/a	yes
KATIE ANNE BROWN	n/a	BALTIMORE, MD	11	13	n/a	yes
HUGH JOSEPH BRESLIN	Certified Financial Planner	BALTIMORE, MD	10	18	3	yes
NAVARONE FERNANDO SIMPSON	Certified Financial Planner	Mount Pleasant, SC \| BALTIMORE, MD	8	11	2	yes
Tucker Dunn	Certified Financial Planner	BALTIMORE, MD	1	13	2	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARMSTRONG, GREGORY, PAUL	MANAGING MEMBER	D	yes	08/2013	Aug 15, 2013	Sep 10, 2024
BRESLIN, HUGH, JOSEPH	Member	D	yes	03/2018	Mar 28, 2018	Sep 10, 2024
BROWN, KATIE, ANNE	CHIEF COMPLIANCE OFFICER	B	yes	03/2018	Mar 28, 2018	Sep 10, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$448M	$446M	9	6	0	n/a	n/a
2024	Mar 24, 2025	$351M	$349M	9	6	1	n/a	n/a
2023	Mar 29, 2024	$312M	$300M	6	6	1	n/a	n/a
2022	Mar 27, 2023	$272M	$259M	6	6	1	n/a	n/a
2021	Mar 26, 2022	$276M	$261M	6	6	1	n/a	n/a
2020	Mar 26, 2021	$284M	$13.9M	6	6	1	n/a	n/a
2019	Mar 23, 2020	$229M	$229M	8	8	1	n/a	n/a
2018	Mar 22, 2019	$183M	$183M	8	8	2	n/a	n/a
2017	Mar 28, 2018	$180M	$176M	8	8	1	n/a	n/a
2016	Mar 30, 2017	$149M	$146M	9	9	n/a	n/a	n/a
2015	Mar 29, 2016	$105M	$74.3M	7	6	n/a	n/a	n/a
2013	Mar 1, 2014	$54.1M	$54.1M	7	4	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$448M	$351M	27.7%	$272M	18.1%	9	9	0	1

Relationships

Registered with (8)

← Tucker DunnAdvisorregistration: current employment
Nov 15, 2024 to presentfactForm ADV
← NAVARONE FERNANDO SIMPSONAdvisorregistration: current employment
Apr 19, 2018 to presentfactForm ADV
← HUGH JOSEPH BRESLINAdvisorregistration: current employment
Aug 1, 2016 to presentfactForm ADV
← KATIE ANNE BROWNAdvisorregistration: current employment
Jul 23, 2015 to presentfactForm ADV
← SCHUYLER L ENGELHARDTAdvisorregistration: current employment
Mar 24, 2014 to presentfactForm ADV
← GREGORY PAUL ARMSTRONGAdvisorregistration: current employment
Aug 19, 2013 to presentfactForm ADV
← COLIN BRITTON EXELBYAdvisorregistration: previous registration
Mar 17, 2015 to Jan 25, 2021factForm ADV
← TROY ADAM COOKAdvisorregistration: previous registration
Jun 6, 2017 to Dec 19, 2018factForm ADV

Controls (3)

← ARMSTRONG, GREGORY, PAULOwnerMANAGING MEMBER, ownership code D, individual
Aug 15, 2013 to Sep 10, 2024factForm ADV
← BRESLIN, HUGH, JOSEPHOwnerMEMBER, ownership code D, individual
Mar 28, 2018 to Sep 10, 2024factForm ADV
← BROWN, KATIE, ANNEOwnerCHIEF COMPLIANCE OFFICER, ownership code B, individual
Mar 28, 2018 to Sep 10, 2024factForm ADV

Dated events

Occurred
Mar 26, 2021
Control person left
Britton Colin Exelby (Member) no longer on Schedule A of Armstrong Dixon (listed 2020-12-16, absent 2021-03-26)
Form ADVobserved 4 days ago
Occurred
Jul 3, 2013
First Form ADV filing
Howard Designs, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c97bec1-4e25-a03f-b04a-8d5723d716d4
First observed: Jul 3, 2013
Last observed: Jun 25, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ARMSTRONG DIXON

ADE, LLC, CRD 168345

BALTIMORE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4c97bec1-4e25-a03f-b04a-8d5723d716d4

Data as of Jun 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:12 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GREGORY PAUL ARMSTRONG

Certified Financial Planner

BALTIMORE, MD

yes

SCHUYLER L ENGELHARDT

Certified Financial Planner

BALTIMORE, MD

n/a

yes

KATIE ANNE BROWN

n/a

BALTIMORE, MD

n/a

yes

HUGH JOSEPH BRESLIN

Certified Financial Planner

BALTIMORE, MD

yes

NAVARONE FERNANDO SIMPSON

Certified Financial Planner

Mount Pleasant, SC | BALTIMORE, MD

yes

Tucker Dunn

Certified Financial Planner

BALTIMORE, MD

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARMSTRONG, GREGORY, PAUL

MANAGING MEMBER

yes

08/2013

Aug 15, 2013

Sep 10, 2024

BRESLIN, HUGH, JOSEPH

Member

yes

03/2018

Mar 28, 2018

Sep 10, 2024

BROWN, KATIE, ANNE

CHIEF COMPLIANCE OFFICER

yes

03/2018

Mar 28, 2018

Sep 10, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$448M

$446M

n/a

2024

Mar 24, 2025

$351M

$349M

n/a

2023

Mar 29, 2024

$312M

$300M

n/a

2022

Mar 27, 2023

$272M

$259M

n/a

2021

Mar 26, 2022

$276M

$261M

n/a

2020

Mar 26, 2021

$284M

$13.9M

n/a

2019

Mar 23, 2020

$229M

n/a

2018

Mar 22, 2019

$183M

n/a

2017

Mar 28, 2018

$180M

$176M

n/a

2016

Mar 30, 2017

$149M

$146M

n/a

2015

Mar 29, 2016

$105M

$74.3M

n/a

2013

Mar 1, 2014

$54.1M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$448M

$351M

27.7%

$272M

18.1%