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Advisor at EMPOWER FINANCIAL ADVISORY, LLC
GLASTONBURY, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER FINANCIAL ADVISORY, LLC | Independent wealth | Aug 10, 2021 | n/a | yes | GLASTONBURY, CT | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jan 2, 2014 | May 21, 2018 | no | GLASTONBURY, CT | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Oct 30, 2006 | Jun 18, 2008 | no | GLASTONBURY, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | EMPOWER FINANCIAL ADVISORY, LLC | May 21, 2018 | Aug 10, 2021 | 1,177 | Firm change after gap | Ibd to new firm |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | COMMONWEALTH FINANCIAL NETWORK | Jun 18, 2008 | Jan 2, 2014 | 2,024 | Firm change after gap | Other |