This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$636MItem 5.F on the latest filing (2026-05-06); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$636M

Private client RAUM

$636MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

4

RAUM per advisor

$159Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

7

Advisory employees

4

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1,508

Individual clients

90

High net worth clients

200

SEC number

801-121271

CRD

313968

Filings on the tape

20

First filed

Apr 21, 2021

Latest filed

May 6, 2026

Organised

Limited Liability Company, CT

Website

empowerfa.com

• Occurred

  Feb 7, 2025
  Regulatory AUM changed

  Empower Financial Advisory, Llc reported RAUM $535.0M, up 30% from $411.7M (2024-06-18 to 2025-02-07)

  Form ADVobserved 3 days ago
  $123M
• Occurred

  Apr 21, 2021
  First Form ADV filing

  Empower Financial Advisory, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:66d306ff-a086-d0de-c06b-7ec7b28670bd

First observed

Apr 21, 2021

Last observed

May 6, 2026 4 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.