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RIA / WealthAdvisor22 years in industry

Joseph Mascioli

Advisor at BERENZ WEALTH MANAGEMENT, LLC

ALBUQUERQUE, NM | LITTLETON, CO

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Search this name across graphsid dfx:ria:3532f4dc-aee5-2aad-954d-38062665fa3d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 3, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BERENZ WEALTH MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 2, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Exams: S66|S63
First exam: Oct 2, 2003
First registration: May 3, 2010
Dual registered: no
Other names: JOSEPH MASCIOLI|JOSEPH A MASCIOLI|JOSEPH ANTHONY MASCIOLI
IAPD individual key: 4692655

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BERENZ WEALTH MANAGEMENT, LLC	State registered	Jan 23, 2025	n/a	yes	LITTLETON, CO	Current employment
CROSS STATE FINANCIAL GROUP LLC	Independent wealth	Sep 13, 2023	n/a	yes	LITTLETON, CO\|ALBUQUERQUE, NM	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 31, 2022	Sep 1, 2023	no	CENTENNIAL, CO\|Centennial, CO	Previous registration
EDWARD JONES	National bd RIA	May 30, 2019	Feb 1, 2022	no	LITTLETON, CO\|ST LOUIS, MO\|LITTLETON, CO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 3, 2010	Oct 8, 2010	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	CROSS STATE FINANCIAL GROUP LLC	Sep 1, 2023	Sep 13, 2023	12	Firm change	Ibd to RIA
EDWARD JONES	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Feb 1, 2022	Jan 31, 2022	-1	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	EDWARD JONES	Oct 8, 2010	May 30, 2019	3,156	Firm change after gap	Wirehouse to ibd

Relationships

Registered with (5)

→ BERENZ WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 23, 2025 to presentfactForm ADV
→ CROSS STATE FINANCIAL GROUP LLCRegistered adviserregistration: current employment
Sep 13, 2023 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 31, 2022 to Sep 1, 2023factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
May 30, 2019 to Feb 1, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 3, 2010 to Oct 8, 2010factForm ADV

Dated events

Occurred
Sep 1, 2023
Advisor changed firm
Joseph Mascioli left Raymond James Financial Services Advisors, Inc for Cross State Financial Group Llc (registered 2023-09-13)
Form ADVobserved 5 days ago
Occurred
Feb 1, 2022
Advisor changed firm
Joseph Mascioli left Edward Jones for Raymond James Financial Services Advisors, Inc (registered 2022-01-31)
Form ADVobserved 5 days ago