This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$188MItem 5.F on the latest filing (2026-04-24); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$188M

Private client RAUM

$172MderivedItem 5.D individuals plus high net worth individuals

Private client share

91%derivedprivate client RAUM over total RAUM

Advisors on IAPD

9

RAUM per advisor

$20.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

10

Advisory employees

10

Offices

7Schedule D 1.F, beyond the principal office

Accounts

1,111

Individual clients

345

High net worth clients

50

Custody, client assets

$104M

SEC number

801-117843

CRD

282011

Filings on the tape

23

First filed

Nov 22, 2019

Latest filed

Apr 24, 2026

Organised

Limited Liability Company, CO

• Occurred

  Nov 22, 2019
  First Form ADV filing

  Cross State Financial Group Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:12cd6e84-6460-850a-db36-57b98fdf04d3

First observed

Nov 22, 2019

Last observed

Apr 24, 2026 4 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.