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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

DOUGLAS BONTEMPO FRAWLEY

Advisor at GWN SECURITIES INC.

PASADENA, CA | PALM BEACH GARDENS, FL | NAPLES, FL

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Search this name across graphsid dfx:ria:353b2681-cb0c-682e-295d-b7c5d4c4415c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 12, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GWN SECURITIES INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 1, 2025
First registration: Jul 12, 2018
Dual registered: yes, broker-dealer
Other names: Douglas B Frawley
IAPD individual key: 6847824

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GWN SECURITIES INC.	Bd affiliated wealth	Mar 20, 2025	n/a	yes	PALM BEACH GARDENS, FL\|PASADENA, CA\|NAPLES, FL\|PALM BEACH GARDENS, FL	Current employment
Avalon	State registered	Mar 28, 2024	Mar 25, 2025	no	Naples, FL\|BOCA RATON, FL	Previous registration
FISHER INVESTMENTS	Independent wealth	Feb 12, 2021	Jan 8, 2024	no	PLANO, TX\|TAMPA, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jul 12, 2018	Nov 19, 2020	no	Naples, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Avalon	GWN SECURITIES INC.	Mar 25, 2025	Mar 20, 2025	-5	Firm change	Other
FISHER INVESTMENTS	Avalon	Jan 8, 2024	Mar 28, 2024	80	Firm change	RIA to state RIA
MORGAN STANLEY	FISHER INVESTMENTS	Nov 19, 2020	Feb 12, 2021	85	Firm change	Wirehouse to RIA

Relationships

Registered with (4)

→ GWN SECURITIES INC.Registered adviserregistration: current employment
Mar 20, 2025 to presentfactForm ADV
→ AVALONRegistered adviserregistration: previous registration
Mar 28, 2024 to Mar 25, 2025factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Feb 12, 2021 to Jan 8, 2024factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jul 12, 2018 to Nov 19, 2020factForm ADV

Dated events

Occurred
Mar 25, 2025
Advisor changed firm
Douglas Bontempo Frawley left Avalon for Gwn Securities Inc. (registered 2025-03-20)
Form ADVobserved 6 days ago
Occurred
Jan 8, 2024
Advisor changed firm
Douglas Bontempo Frawley left Fisher Investments for Avalon (registered 2024-03-28)
Form ADVobserved 6 days ago