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Advisor at KOVACK ADVISORS, INC.
Abington, MA | FT. LAUDERDALE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KOVACK ADVISORS, INC. | Bd affiliated wealth | Dec 2, 2022 | n/a | yes | Abington, MA|FT. LAUDERDALE, FL | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Mar 8, 2022 | Jun 16, 2022 | no | ROCKLAND, MA | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Jan 23, 2018 | Mar 8, 2022 | no | ROCKLAND, MA|ROCKLAND, MA|BOSTON, MA | Previous registration |
| OSAIC INSTITUTIONS, INC. | Bd affiliated wealth | Nov 18, 2010 | Dec 19, 2017 | no | HINGHAM, MA|QUINCY, MA|MERIDEN, CT|WEYMOUTH, MA|WEYMOUTH, MA | Previous registration |
| INVESTMENT PROFESSIONALS, INC. | Former SEC adviser | Nov 13, 2008 | Nov 17, 2010 | no | MIDDLEBORO, MA|SHARON, MA|SAN ANTONIO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | KOVACK ADVISORS, INC. | Jun 16, 2022 | Dec 2, 2022 | 169 | Firm change | Ibd to ibd |
| OSAIC FA, INC. | SECURITIES AMERICA ADVISORS, INC. | Mar 8, 2022 | Mar 8, 2022 | 0 | Firm change | Ibd to ibd |
| OSAIC INSTITUTIONS, INC. | OSAIC FA, INC. | Dec 19, 2017 | Jan 23, 2018 | 35 | Firm change | Other |
| INVESTMENT PROFESSIONALS, INC. | OSAIC INSTITUTIONS, INC. | Nov 17, 2010 | Nov 18, 2010 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3978:110518:MA:2022-03-08 | Mar 8, 2022 | Mar 8, 2022 | BOSTON, MA | Firm change |
| 35371:3978:MA:2017-12-19 | Dec 19, 2017 | Jan 23, 2018 | WEYMOUTH, MA | Firm change |