L••• L• B•••••

Advisor at M••••• S••••••

Sandy, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:35466c37-3358-739e-e773-39e0350aac2c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 17, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Mar 23, 2023	n/a	yes	Sandy, UT	Current employment
E•••••• C•••••• M••••••••• L••	Former SEC adviser	Mar 23, 2023	Sep 5, 2023	no	Sandy, UT\|ARLINGTON, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• C•••••• M••••••••• L••	M••••• S••••••	Sep 5, 2023	Mar 23, 2023	-166	Bulk transfer	RIA to wirehouse
S••••• I••••••••• A•••••••• L••	E•••••• C•••••• M••••••••• L••	Nov 20, 2020	Mar 23, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
111514:7870:UT:2017-07-12	Jul 12, 2017	Mar 17, 2015	DRAPER, UT	Firm change after gap

Relationships

Registered with (6)

→ M••••• S••••••Registered adviserregistration: current employment
Mar 23, 2023 to presentfactForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 23, 2023 to Sep 5, 2023factForm ADV
→ S••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 11, 2020 to Nov 20, 2020factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35466c37-3358-739e-e773-39e0350aac2c
First observed: Mar 17, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.