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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

JOSEPH FRANCIS BRINKER

Advisor at BRINKER FINANCIAL

HAVERTOWN, PA | BROOMALL, PA

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Search this name across graphsid dfx:ria:354ca5ca-cee5-e514-bc73-0eb7304703c4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BRINKER FINANCIAL
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 32derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 7
Exams: S65|S63
First exam: Mar 8, 1989
First registration: Jan 22, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 1908749

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2017	n/a	yes	BROOMALL, PA	Current employment
BRINKER FINANCIAL	State registered	Dec 13, 1993	n/a	yes	HAVERTOWN, PA	Current employment
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Jan 30, 2015	Dec 1, 2017	no	Havertown, PA\|El Segundo, CA\|LOS ANGELES, CA	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Sep 4, 2009	Feb 6, 2015	no	HAVERTOWN, PA	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, INC.	n/a	Jan 22, 2004	Sep 4, 2009	no	HAVERTOWN, PA\|SEBRING, FL\|MIAMI LAKES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	LPL FINANCIAL LLC	Dec 1, 2017	Nov 29, 2017	-2	Bulk transfer	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Feb 6, 2015	Jan 30, 2015	-7	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, INC.	TRANSAMERICA FINANCIAL ADVISORS, LLC	Sep 4, 2009	Sep 4, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 29, 2017 to presentfactForm ADV
→ BRINKER FINANCIALRegistered adviserregistration: current employment
Dec 13, 1993 to presentfactForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Jan 30, 2015 to Dec 1, 2017factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 4, 2009 to Feb 6, 2015factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 22, 2004 to Sep 4, 2009factForm ADV

Dated events

No dated event names this entity yet.