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Registered advisor
J••••• F•••••• B••••••
Feed of 09/14/2026
At current firm
32 y
since Dec 13, 1993
In the industry
44 y
since Sep 1, 1982 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
7
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 29, 2017 · Broomall, Pa
- B•••••• F•••••••• state registered currentsince Dec 13, 1993 · Havertown, Pa
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerJan 30, 2015 to Dec 1, 2017 · Havertown, Pa
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedSep 4, 2009 to Feb 6, 2015 · Havertown, Pa
- T••••••••• F•••••••• A•••••••• I••• unclassifiedJan 22, 2004 to Sep 4, 2009 · Havertown, Pa
Moves
a registration end followed by a registration begin elsewhere
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to L•• F•••••••• L••left Dec 1, 2017, registered Nov 29, 2017 (-2 days) · corporate re-registration, not a move
- T••••••••• F•••••••• A•••••••• L•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Feb 6, 2015, registered Jan 30, 2015 (-7 days) · Other
- T••••••••• F•••••••• A•••••••• I••• to T••••••••• F•••••••• A•••••••• L••left Sep 4, 2009, registered Sep 4, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address