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D•••• L•• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

D•••• L•• H•••••

Advisor at S••••• G••••• I••••••••• L••

BOUNTIFUL, UT

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Search this name across graphsid dfx:ria:354f8bff-8199-6d0d-5291-a4fdf19731b7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 20, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• G••••• I••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 14, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• G••••• I••••••••• L••	Mixed wealth	Jan 24, 2018	n/a	yes	BOUNTIFUL, UT	Current employment
S••••• G••••• I••••••••• L••	Mixed wealth	May 31, 2017	Dec 31, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• P•••••••• L••	S••••• G••••• I••••••••• L••	Jun 18, 2012	Oct 31, 2011	-231	Firm change after gap	Other

Relationships

Registered with (2)

→ S••••• G••••• I••••••••• L••Registered adviserregistration: previous registration
May 31, 2017 to Dec 31, 2017factForm ADV
→ P•••••••• P•••••••• L••Registered adviserregistration: previous registration
Oct 20, 2010 to Jun 18, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:354f8bff-8199-6d0d-5291-a4fdf19731b7
First observed: Oct 20, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.