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RIA / WealthAdvisorCertified Financial Planner24 years in industry

SARJOO NARENDRA PATEL

Advisor at CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

Westlake, TX

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Search this name across graphsid dfx:ria:35502a02-aff9-b837-e12a-e8359703f566

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 6, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB INVESTMENT MANAGEMENT, INC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 13, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S66|S63
First exam: Dec 13, 2001
First registration: Jul 6, 2005
Dual registered: no
Other names: SARJU PATEL
IAPD individual key: 4473967

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC	Other adviser	Jan 28, 2025	n/a	yes	Westlake, TX	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 10, 2020	Jan 28, 2025	no	Westlake, TX\|Flower Mound, TX\|San Francisco, CA\|Westlake, TX	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Jun 1, 2016	Jun 16, 2020	no	SAN ANTONIO, TX	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Apr 22, 2013	May 27, 2016	no	SAN ANTONIO, TX	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Dec 6, 2010	Apr 12, 2013	no	SAN ANTONIO, TX	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Jul 6, 2005	Jan 5, 2007	no	SAN ANTONIO, TX\|SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	CHARLES SCHWAB INVESTMENT MANAGEMENT, INC	Jan 28, 2025	Jan 28, 2025	0	Channel change	Other
USAA INVESTMENT SERVICES COMPANY	CHARLES SCHWAB & CO., INC.	Jun 16, 2020	Aug 10, 2020	55	Firm change	Other
USAA FINANCIAL PLANNING SERVICES	USAA INVESTMENT SERVICES COMPANY	May 27, 2016	Jun 1, 2016	5	Channel change	Other
USAA INVESTMENT SERVICES COMPANY	USAA FINANCIAL PLANNING SERVICES	Apr 12, 2013	Apr 22, 2013	10	Bulk transfer	Other
USAA FINANCIAL PLANNING SERVICES	USAA INVESTMENT SERVICES COMPANY	Jan 5, 2007	Dec 6, 2010	1,431	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
5475:5393:TX:2020-06-04	Jun 16, 2020	Aug 10, 2020	SAN ANTONIO, TX	Firm change

Relationships

Registered with (4)

→ CHARLES SCHWAB INVESTMENT MANAGEMENT, INCRegistered adviserregistration: current employment
Jan 28, 2025 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Aug 10, 2020 to Jan 28, 2025factForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Jun 1, 2016 to Jun 16, 2020factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Apr 22, 2013 to May 27, 2016factForm ADV

Dated events

No dated event names this entity yet.