DFX Intelligence

J•• R••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)42 years in industry

J•• R••••• C•••

Advisor at L•• F•••••••• L••

BERWYN, PA | FORT WASHINGTON, PA

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Search this name across graphsid dfx:ria:355b49c5-a4e7-32f8-1110-7ff134c5ad7d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 15, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 6, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 1, 2023	n/a	yes	BERWYN, PA\|FORT WASHINGTON, PA	Current employment
1••• A•••••••	Former SEC adviser	Oct 31, 2008	Feb 6, 2023	no	BERWYN, PA\|WEST CONSHOHOCKEN, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
1••• A•••••••	L•• F•••••••• L••	Feb 6, 2023	Feb 1, 2023	-5	Firm change	RIA to RIA
U•••• F•••••••• S••••••• G••••• I•••	1••• A•••••••	Nov 3, 2008	Oct 31, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
100:6413:PA:2023-02-06	Feb 6, 2023	Feb 1, 2023	WEST CONSHOHOCKEN, PA	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 1, 2023 to presentfactForm ADV
→ 1••• A•••••••Registered adviserregistration: previous registration
Oct 31, 2008 to Feb 6, 2023factForm ADV
→ U•••• F•••••••• S••••••• G••••• I•••Registered adviserregistration: previous registration
Sep 15, 2006 to Nov 3, 2008factForm ADV

Dated events

Occurred
Feb 6, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:355b49c5-a4e7-32f8-1110-7ff134c5ad7d
First observed: Sep 15, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.