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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

LEVIN FUNDING GROUP LLC

CRD 170087

TUCSON, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:355e6176-b234-6349-da05-46b732fbffa8

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Apr 21, 2022 to Mar 30, 2026
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.87 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $215MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $215M
Private client RAUM: $187MderivedItem 5.D individuals plus high net worth individuals
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $215Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 165
Individual clients: 15
High net worth clients: 33
SEC number: 801-125714
CRD: 170087
Filings on the tape: 8
First filed: Apr 21, 2022
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, AZ
Website: levinfunding.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN DAVID LEVIN	Chartered Financial Consultant	TUCSON, AZ	12	36	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JOHN AND KIMBERLY LEVIN EXEMPT TRUST C/U/A/D 12/14/2017	Owner	E	yes	12/2013	Nov 7, 2022	Mar 18, 2024
LEVIN, JOHN, DAVID	Trustee	E	yes	12/2013	Apr 21, 2022	Mar 18, 2024
LEVIN, JOHN, DAVID	MANAGING MEMBER	Na	yes	12/2013	Apr 21, 2022	Mar 18, 2024
LEVIN, KIMBERLEE, SEON	CHIEF COMPLIANCE OFFICER	Na	yes	11/2021	Apr 21, 2022	Mar 18, 2024
LEVIN, KIMBERLY, ANNETTE	Trustee	C	no	04/2004	Apr 21, 2022	Mar 18, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LEVIN NSURANCE SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 30, 2026	$215M	$215M	2	2	n/a	n/a
2024	Mar 28, 2025	$168M	$168M	3	1	n/a	n/a
2023	Mar 18, 2024	$165M	$165M	3	2	n/a	n/a
2022	Mar 20, 2023	$130M	$130M	3	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$215M	$168M	28.0%	$130M	18.5%	2	3	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
TREK FINANCIAL	2	Jul 12, 2016	Oct 22, 2015	TUCSON, AZ	Team lift out	Other	8.7%

Relationships

Registered with (4)

← JOHN DAVID LEVINAdvisorregistration: current employment
Mar 18, 2014 to presentfactForm ADV
← Brandy C MabenAdvisorregistration: previous registration
Jan 14, 2021 to Jul 22, 2022factForm ADV
← VINCENT GLENN BICICCHIAdvisorregistration: previous registration
Jun 19, 2015 to Jul 8, 2019factForm ADV
← JARED DUANE WILLIAMSAdvisorregistration: previous registration
Oct 22, 2015 to Jan 2, 2019factForm ADV

Controls (3)

← LEVIN, JOHN, DAVIDOwnerTRUSTEE, ownership code E, individual
Apr 21, 2022 to Mar 18, 2024factForm ADV
← LEVIN, KIMBERLEE, SEONOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 21, 2022 to Mar 18, 2024factForm ADV
← JOHN AND KIMBERLY LEVIN EXEMPT TRUST C/U/A/D 12/14/2017OwnerOWNER, ownership code E, domestic entity
Nov 7, 2022 to Mar 18, 2024factForm ADV

Owns (1)

← LEVIN, KIMBERLY, ANNETTEOwnerTRUSTEE, ownership code C, individual
Apr 21, 2022 to Mar 18, 2024factForm ADV

Moved with (1)

← TREK FINANCIALRegistered adviser2 advisors, team lift out
Jul 12, 2016 to Oct 22, 2015factForm ADV

Dated events

Occurred
Jul 22, 2022
Advisor changed firm
Brandy C Maben left Levin Funding Group Llc for Windrock Wealth Management (registered 2022-07-26)
Form ADVobserved 6 days ago
Occurred
Apr 21, 2022
First Form ADV filing
Levin Funding Group Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:355e6176-b234-6349-da05-46b732fbffa8
First observed: Apr 21, 2022
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LEVIN FUNDING GROUP LLC

CRD 170087

TUCSON, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:355e6176-b234-6349-da05-46b732fbffa8

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:28 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN DAVID LEVIN

Chartered Financial Consultant

TUCSON, AZ

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JOHN AND KIMBERLY LEVIN EXEMPT TRUST C/U/A/D 12/14/2017

Owner

yes

12/2013

Nov 7, 2022

Mar 18, 2024

LEVIN, JOHN, DAVID

Trustee

yes

12/2013

Apr 21, 2022

Mar 18, 2024

LEVIN, JOHN, DAVID

MANAGING MEMBER

yes

12/2013

Apr 21, 2022

Mar 18, 2024

LEVIN, KIMBERLEE, SEON

CHIEF COMPLIANCE OFFICER

yes

11/2021

Apr 21, 2022

Mar 18, 2024

LEVIN, KIMBERLY, ANNETTE

Trustee

04/2004

Apr 21, 2022

Mar 18, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LEVIN NSURANCE SERVICES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$215M

n/a

2024

Mar 28, 2025

$168M

n/a

2023

Mar 18, 2024

$165M

n/a

2022

Mar 20, 2023

$130M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$215M

$168M

28.0%

$130M

18.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

TREK FINANCIAL

Jul 12, 2016

Oct 22, 2015

TUCSON, AZ

Team lift out

Other

8.7%