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RIA / WealthAdvisorChartered Financial Consultant36 years in industry

JOHN DAVID LEVIN

Advisor at LEVIN FUNDING GROUP LLC

TUCSON, AZ

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Search this name across graphsid dfx:ria:c5fa075b-757a-ddeb-4c8e-04f6a1505fad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 6, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LEVIN FUNDING GROUP LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 4, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: May 4, 1990
First registration: Feb 6, 2003
Dual registered: no
IAPD individual key: 2033204

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LEVIN FUNDING GROUP LLC	Independent wealth	Mar 18, 2014	n/a	yes	TUCSON, AZ	Current employment
TREK FINANCIAL	Independent wealth	Sep 14, 2011	Jul 12, 2016	no	TUCSON, AZ	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Sep 14, 2011	Mar 20, 2014	no	TUCSON, AZ\|SCOTTSDALE, AZ\|TUCSON, AZ\|SCOTTSDALE, AZ	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Aug 27, 2003	Aug 18, 2011	no	Scottsdale, AZ\|TUCSON, AZ\|TUCSON, AZ	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Feb 6, 2003	Aug 25, 2003	no	TUCSON, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TREK FINANCIAL	LEVIN FUNDING GROUP LLC	Jul 12, 2016	Mar 18, 2014	-847	Firm change after gap	Other
EQUITABLE ADVISORS, LLC	TREK FINANCIAL	Mar 20, 2014	Sep 14, 2011	-918	Firm change after gap	Other
MML INVESTORS SERVICES, LLC	EQUITABLE ADVISORS, LLC	Aug 18, 2011	Sep 14, 2011	27	Firm change	Other
PRINCIPAL SECURITIES, INC.	MML INVESTORS SERVICES, LLC	Aug 25, 2003	Aug 27, 2003	2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
109376:170087:AZ:2016-07-12	Jul 12, 2016	Mar 18, 2014	TUCSON, AZ	Firm change after gap

Relationships

Registered with (5)

→ LEVIN FUNDING GROUP LLCRegistered adviserregistration: current employment
Mar 18, 2014 to presentfactForm ADV
→ TREK FINANCIALRegistered adviserregistration: previous registration
Sep 14, 2011 to Jul 12, 2016factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 14, 2011 to Mar 20, 2014factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Aug 27, 2003 to Aug 18, 2011factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Feb 6, 2003 to Aug 25, 2003factForm ADV

Dated events

No dated event names this entity yet.