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RIA / WealthAdvisor34 years in industry

DANIEL SCOTT PETERS

Advisor at LEE FINANCIAL COMPANY, LLC

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:35658bb2-9341-7121-d059-3e91ae7fe5c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Aug 4, 2004 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Daniel Scott Peters

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LEE FINANCIAL COMPANY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 6, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 6, 1992
First registration: Aug 4, 2004
Dual registered: no
Other names: DAN PETERS
IAPD individual key: 2208921

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LEE FINANCIAL COMPANY, LLC	Independent wealth	Jul 6, 2009	n/a	yes	DALLAS, TX	Current employment
J.P. MORGAN INVESTMENT MANAGEMENT INC.	Asset manager	Jan 10, 2006	Jan 6, 2009	no	NEW YORK, NY	Previous registration
J.P. MORGAN ASSET MANAGEMENT	n/a	Jun 2, 2005	Dec 31, 2005	no	COLUMBUS, OH	Previous registration
J.P. MORGAN ASSET MANAGEMENT	n/a	Aug 4, 2004	Jan 13, 2005	no	COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN INVESTMENT MANAGEMENT INC.	LEE FINANCIAL COMPANY, LLC	Jan 6, 2009	Jul 6, 2009	181	Firm change	Other
J.P. MORGAN ASSET MANAGEMENT	J.P. MORGAN INVESTMENT MANAGEMENT INC.	Dec 31, 2005	Jan 10, 2006	10	Firm change	Other

Relationships

Registered with (3)

→ LEE FINANCIAL COMPANY, LLCRegistered adviserregistration: current employment
Jul 6, 2009 to presentfactForm ADV
→ J.P. MORGAN INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Jan 10, 2006 to Jan 6, 2009factForm ADV
→ J.P. MORGAN ASSET MANAGEMENTRegistered adviserregistration: previous registration
Jun 2, 2005 to Dec 31, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35658bb2-9341-7121-d059-3e91ae7fe5c0
First observed: Aug 4, 2004
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DANIEL SCOTT PETERS

Advisor at LEE FINANCIAL COMPANY, LLC

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:35658bb2-9341-7121-d059-3e91ae7fe5c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:35 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LEE FINANCIAL COMPANY, LLC

Independent wealth

Jul 6, 2009

n/a

yes

DALLAS, TX

Current employment

J.P. MORGAN INVESTMENT MANAGEMENT INC.

Asset manager

Jan 10, 2006

Jan 6, 2009

NEW YORK, NY

Previous registration

J.P. MORGAN ASSET MANAGEMENT

n/a

Jun 2, 2005

Dec 31, 2005

COLUMBUS, OH

Previous registration

J.P. MORGAN ASSET MANAGEMENT

n/a

Aug 4, 2004

Jan 13, 2005

COLUMBUS, OH

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

J.P. MORGAN INVESTMENT MANAGEMENT INC.

LEE FINANCIAL COMPANY, LLC

Jan 6, 2009

Jul 6, 2009

181

Firm change

Other

J.P. MORGAN ASSET MANAGEMENT

J.P. MORGAN INVESTMENT MANAGEMENT INC.

Dec 31, 2005

Jan 10, 2006

Firm change

Other