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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

WILLIAM PATRICK ROHWER

Advisor at LPL FINANCIAL LLC

AUBURN, IN | NEW HAVEN, IN | FORT WAYNE, IN | WARSAW, IN

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Search this name across graphsid dfx:ria:357003a1-b0a5-b50e-b7f4-84c6c771f856

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 18, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 25, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 25, 1999
First registration: Mar 18, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 2336066

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 5, 2011	n/a	yes	FORT WAYNE, IN\|NEW HAVEN, IN\|FORT WAYNE, IN\|WARSAW, IN\|AUBURN, IN\|FORT WAYNE, IN\|FORT WAYNE, IN	Current employment
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Jun 22, 2010	Jul 5, 2011	no	FORT WAYNE, IN\|CHARLOTTE, NC\|FORT WAYNE, IN\|HUNTINGTON, IN\|FORT WAYNE, IN\|COLUMBIA CITY, IN\|FORT WAYNE, IN\|NEW HAVEN, IN\|BLUFFTON, IN\|FORT WAYNE, IN\|FORT WAYNE, IN\|ST. JOSEPH, MI	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 13, 2009	Jun 7, 2010	no	FORT WAYNE, IN\|FORT WAYNE, IN\|FORT WAYNE, IN\|FORT WAYNE, IN\|FORT WAYNE, IN\|FORT WAYNE, IN	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Aug 20, 2007	Nov 13, 2009	no	FORT WAYNE, IN	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Mar 18, 2005	Aug 23, 2007	no	FORT WAYNE, IN\|FT. WAYNE, IN\|FORT WAYNE, IN\|FT. WAYNE, IN\|FORT WAYNE, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UVEST FINANCIAL SERVICES GROUP, INC.	LPL FINANCIAL LLC	Jul 5, 2011	Jul 5, 2011	0	Bulk transfer	Other
PNC WEALTH MANAGEMENT	UVEST FINANCIAL SERVICES GROUP, INC.	Jun 7, 2010	Jun 22, 2010	15	Firm change	Other
NATCITY INVESTMENTS, INC.	PNC WEALTH MANAGEMENT	Nov 13, 2009	Nov 13, 2009	0	Bulk transfer	Other
FIFTH THIRD SECURITIES, INC.	NATCITY INVESTMENTS, INC.	Aug 23, 2007	Aug 20, 2007	-3	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 5, 2011 to presentfactForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Jun 22, 2010 to Jul 5, 2011factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 13, 2009 to Jun 7, 2010factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Aug 20, 2007 to Nov 13, 2009factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Mar 18, 2005 to Aug 23, 2007factForm ADV

Dated events

No dated event names this entity yet.