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Registered advisor
W•••••• P•••••• R•••••
Feed of 09/15/2026
At current firm
15 y
since Jul 5, 2011
In the industry
27 y
since Mar 25, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 5, 2011 · Fort Wayne, In
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedJun 22, 2010 to Jul 5, 2011 · Fort Wayne, In
- P•• W••••• M••••••••• BD affiliatedNov 13, 2009 to Jun 7, 2010 · Fort Wayne, In
- N•••••• I••••••••• I••• unclassifiedAug 20, 2007 to Nov 13, 2009 · Fort Wayne, In
- F•••• T•••• S••••••••• I••• BD affiliatedMar 18, 2005 to Aug 23, 2007 · Fort Wayne, In
Moves
a registration end followed by a registration begin elsewhere
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Jul 5, 2011, registered Jul 5, 2011 (0 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to U•••• F•••••••• S••••••• G••••• I•••left Jun 7, 2010, registered Jun 22, 2010 (15 days) · Other
- N•••••• I••••••••• I••• to P•• W••••• M•••••••••left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
- F•••• T•••• S••••••••• I••• to N•••••• I••••••••• I•••left Aug 23, 2007, registered Aug 20, 2007 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address