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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Hays Evans

Advisor at ARKADIOS WEALTH ADVISORS

Atlanta, GA

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Search this name across graphsid dfx:ria:3575cade-4fe5-e78a-e46e-1e960ab303b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 4, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARKADIOS WEALTH ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 2, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jun 2, 2012
First registration: Jun 4, 2012
Dual registered: yes, broker-dealer
Other names: HAYS BRANTLEY EVANS
IAPD individual key: 2531716

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARKADIOS WEALTH ADVISORS	Bd affiliated wealth	Oct 4, 2023	n/a	yes	Atlanta, GA	Current employment
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.	Independent wealth	Jul 1, 2021	Sep 15, 2023	no	LOS ANGELES, CA\|Atlanta, GA	Previous registration
CAPITAL BANK AND TRUST COMPANY	Asset manager	Jan 19, 2016	Jul 1, 2021	no	IRVINE, CA\|Atlanta, GA	Previous registration
CAPITAL GUARDIAN TRUST COMPANY	Former SEC adviser	Nov 9, 2015	Jan 19, 2016	no	Atlanta, GA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 4, 2012	Sep 18, 2015	no	HUNTSVILLE, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.	ARKADIOS WEALTH ADVISORS	Sep 15, 2023	Oct 4, 2023	19	Firm change	RIA to ibd
CAPITAL BANK AND TRUST COMPANY	CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.	Jul 1, 2021	Jul 1, 2021	0	Bulk transfer	RIA to new firm
CAPITAL GUARDIAN TRUST COMPANY	CAPITAL BANK AND TRUST COMPANY	Jan 19, 2016	Jan 19, 2016	0	Bulk transfer	Other
WELLS FARGO ADVISORS	CAPITAL GUARDIAN TRUST COMPANY	Sep 18, 2015	Nov 9, 2015	52	Firm change	Other

Relationships

Registered with (5)

→ ARKADIOS WEALTH ADVISORSRegistered adviserregistration: current employment
Oct 4, 2023 to presentfactForm ADV
→ CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.Registered adviserregistration: previous registration
Jul 1, 2021 to Sep 15, 2023factForm ADV
→ CAPITAL BANK AND TRUST COMPANYRegistered adviserregistration: previous registration
Jan 19, 2016 to Jul 1, 2021factForm ADV
→ CAPITAL GUARDIAN TRUST COMPANYRegistered adviserregistration: previous registration
Nov 9, 2015 to Jan 19, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 4, 2012 to Sep 18, 2015factForm ADV

Dated events

Occurred
Sep 15, 2023
Advisor changed firm
Hays Evans left Capital Group Private Client Services, Inc. for Arkadios Wealth Advisors (registered 2023-10-04)
Form ADVobserved 4 days ago