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Advisor at EDWARD JONES
ST. LOUIS, MO | Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Dec 20, 2022 | n/a | yes | ST. LOUIS, MO|Dallas, TX | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 20, 2019 | May 10, 2022 | no | DALLAS, TX|NEW YORK, NY|DALLAS, TX | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Nov 9, 2017 | Dec 15, 2018 | no | Westlake, TX|Fort Worth, TX | Previous registration |
| CAPITAL ONE ADVISORS, LLC | Former SEC adviser | Nov 22, 2016 | Aug 2, 2017 | no | Plano, TX|MCLEAN, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EDWARD JONES | May 10, 2022 | Dec 20, 2022 | 224 | Firm change | Wirehouse to ibd |
| CHARLES SCHWAB & CO., INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 15, 2018 | Aug 20, 2019 | 248 | Firm change | Ibd to wirehouse |
| CAPITAL ONE ADVISORS, LLC | CHARLES SCHWAB & CO., INC. | Aug 2, 2017 | Nov 9, 2017 | 99 | Firm change | Other |