DFX Intelligence

S••••• T•••• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

S••••• T•••• F•••••••

Advisor at H•••••• • W•••• A•••• M••••••••• I•••

PARSIPPANY, NJ | Boca Raton, FL

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Search this name across graphsid dfx:ria:357ed09c-cb7d-a8e1-f64f-e30aa43059a5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 30, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• • W•••• A•••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• • W•••• A•••• M••••••••• I•••	Bd affiliated wealth	Feb 3, 2026	n/a	yes	Boca Raton, FL\|PARSIPPANY, NJ	Current employment
G••••• S•••• I••••••••• A••••••• S•••••••• L••	Independent wealth	Sep 30, 2025	Oct 6, 2025	no	WELLINGTON, FL\|RED BANK, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• S•••• I••••••••• A••••••• S•••••••• L••	H•••••• • W•••• A•••• M••••••••• I•••	Oct 6, 2025	Feb 3, 2026	120	Firm change	RIA to ibd

Relationships

Registered with (2)

→ H•••••• • W•••• A•••• M••••••••• I•••Registered adviserregistration: current employment
Feb 3, 2026 to presentfactForm ADV
→ G••••• S•••• I••••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 30, 2025 to Oct 6, 2025factForm ADV

Dated events

Occurred
Oct 6, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:357ed09c-cb7d-a8e1-f64f-e30aa43059a5
First observed: Sep 30, 2025
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.