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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

CRD 133088

RED BANK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e3f1e98d-87ab-819c-9a8b-c4aac08181eb

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 59
Dated events: 9
On other graphs: 0
Observed: Mar 27, 2014 to Mar 31, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=29.0
Regulatory AUM: $674MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $524M
Private client RAUM: $655MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 33
RAUM per advisor: $20.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 32
Advisory employees: 29
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 2,456
Individual clients: 2,341
High net worth clients: 151
SEC number: 801-79500
CIK: 1965351
CRD: 133088
Filings on the tape: 24
First filed: Mar 27, 2014
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, NJ
Website: cluwealthadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 33

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SCOTT HENRY SARI	Certified Financial Planner	RED BANK, NJ	21	34	n/a	yes
KEVIN JOHN DEROSA	n/a	RED BANK, NJ	21	33	n/a	yes
GREGORY A GALLO	Personal Financial Specialist	RED BANK, NJ	19	30	n/a	yes
MICHAEL JOHN BUONACQUISTA	n/a	RED BANK, NJ	18	28	n/a	yes
DONALD CHARLES MADIGAN	n/a	RED BANK, NJ	17	36	3	yes
JASON ERIC ZWIBEL	n/a	RED BANK, NJ \| WELLINGTON, FL	16	32	1	yes
STEVEN DAVID TRIGILI	n/a	RED BANK, NJ	16	34	2	yes
TERRY LEE BRODT	n/a	RED BANK, NJ	16	32	5	yes
NICHOLAS MAGISTRO	Certified Financial Planner	RED BANK, NJ	14	17	n/a	yes
RAYMOND EDWARD AMBROSINO	Certified Financial Planner	RED BANK, NJ	14	35	n/a	yes
JEFFREY AKNEW WRIGHT	n/a	RED BANK, NJ	14	31	1	yes
ANTHONY RICHARD JOSLIN	Certified Financial Planner	RED BANK, NJ	12	33	1	yes
RICHARD L GOING	n/a	RED BANK, NJ	12	25	5	yes
JOSEPH ANTHONY PETRILLO	n/a	RED BANK, NJ	12	20	1	yes
GLENN WARD LEBOEUF	n/a	RED BANK, NJ	11	42	2	yes
SEAN MICHAEL OLSEN	n/a	RED BANK, NJ	10	30	n/a	yes
TIMOTHY SEAN MCENENY	n/a	RED BANK, NJ	10	33	n/a	yes
MICHAEL THOMAS KUCZINSKI	n/a	MILLSTONE TWP, NJ \| RED BANK, NJ	8	10	1	yes
MICHAEL THEODORE KUCZINSKI	Certified Financial Planner\|Chartered Financial Consultant	RED BANK, NJ \| MILLSTONE TWP, NJ	8	33	7	yes
Thomas Charles Matyola	n/a	RED BANK, NJ	8	16	2	yes
Michael Joseph Azzato	n/a	RED BANK, NJ	6	13	2	yes
JOHN MICHAEL ZARA	n/a	RED BANK, NJ	6	29	n/a	yes
STEPHEN JOHN WISK	n/a	RED BANK, NJ	6	37	n/a	yes
GREGORY GEORGE CALDERARO	n/a	RED BANK, NJ	5	15	2	yes
Sean Townsend Tudor	n/a	RED BANK, NJ	4	12	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AMBROSINO, RAYMOND, EDWARD	MEMBER/OWNER	C	yes	09/2004	Mar 27, 2014	Mar 30, 2024
DEROSA, KEVIN, JOHN	MEMBER/OWNER	C	yes	09/2004	Mar 27, 2014	Mar 30, 2024
PERROTTO, LOUIS, LUCKY	CHIEF EXECUTIVE OFFICER	C	yes	09/2004	Mar 27, 2014	Mar 30, 2024
SARI, SCOTT, HENRY	MEMBER/OWNER	C	yes	09/2004	Mar 27, 2014	Mar 30, 2024
McMullin, Robert	CHIEF FINANCIAL OFFICER	Na	no	03/2017	Apr 15, 2021	Mar 30, 2024
TRIGILI, STEVEN, DAVID	CHIEF COMPLIANCE OFFICER	Na	no	04/2010	Mar 27, 2014	Mar 30, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GARDEN STATE INSURANCE AGENCY, INC.	n/a	n/a	n/a	N	yes	n/a
GARDEN STATE SECURITIES, INC.	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Wellington	FL	United States	2	yes
n/a	n/a	n/a	2	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$674M	$524M	32	29	4	n/a	n/a
2024	Mar 31, 2025	$562M	$458M	32	32	4	n/a	n/a
2023	Mar 30, 2024	$446M	$343M	27	27	3	n/a	n/a
2022	Mar 31, 2023	$484M	$246M	25	25	3	n/a	n/a
2021	Mar 31, 2022	$408M	$258M	24	24	4	n/a	n/a
2020	Mar 31, 2021	$299M	$178M	24	24	4	n/a	n/a
2019	Mar 31, 2020	$207M	$82.7M	27	27	3	n/a	n/a
2018	Mar 29, 2019	$186M	$7.8M	27	27	4	n/a	n/a
2017	Mar 29, 2018	$184M	$8.6M	26	26	4	n/a	n/a
2016	Mar 30, 2017	$157M	$8.6M	24	24	n/a	n/a	n/a
2015	Mar 30, 2016	$137M	$6.6M	26	18	n/a	n/a	n/a
2014	Mar 31, 2015	$136M	$6.5M	27	19	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
4	3	1	9.1%	2	0	0	5	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$674M	$562M	20.0%	$484M	11.7%	32	32	4	4

Relationships

Registered with (52)

← RYAN CHRISTOPHER HOSTNIKAdvisorregistration: current employment
Jul 27, 2026 to presentfactForm ADV
← Jason WatsonAdvisorregistration: current employment
Jul 1, 2026 to presentfactForm ADV
← BRIAN DEAN HANNAAdvisorregistration: previous registration
Apr 18, 2017 to Oct 10, 2024factForm ADV
← CHRISTOPHER MATTHEW PUHERAdvisorregistration: current employment
Jan 6, 2026 to presentfactForm ADV
← Jason Enrico SariAdvisorregistration: current employment
Jun 24, 2024 to presentfactForm ADV
← JOHN TURLEY BANKSAdvisorregistration: current employment
Mar 1, 2024 to presentfactForm ADV
← PAUL JACQUES STAWINSKIAdvisorregistration: current employment
Apr 13, 2023 to presentfactForm ADV
← NABIL BOUABAdvisorregistration: current employment
Nov 1, 2022 to presentfactForm ADV
← Sean Townsend TudorAdvisorregistration: current employment
Sep 23, 2021 to presentfactForm ADV
← GREGORY GEORGE CALDERAROAdvisorregistration: current employment
May 19, 2021 to presentfactForm ADV
← STEPHEN JOHN WISKAdvisorregistration: current employment
Sep 9, 2020 to presentfactForm ADV
← JOHN MICHAEL ZARAAdvisorregistration: current employment
Jul 23, 2020 to presentfactForm ADV
← Michael Joseph AzzatoAdvisorregistration: current employment
Oct 1, 2019 to presentfactForm ADV
← Thomas Charles MatyolaAdvisorregistration: current employment
May 21, 2018 to presentfactForm ADV
← MICHAEL THEODORE KUCZINSKIAdvisorregistration: current employment
Mar 14, 2018 to presentfactForm ADV
← MICHAEL THOMAS KUCZINSKIAdvisorregistration: current employment
Mar 12, 2018 to presentfactForm ADV
← TIMOTHY SEAN MCENENYAdvisorregistration: current employment
Feb 2, 2016 to presentfactForm ADV
← SEAN MICHAEL OLSENAdvisorregistration: current employment
Jan 13, 2016 to presentfactForm ADV
← GLENN WARD LEBOEUFAdvisorregistration: current employment
Mar 18, 2015 to presentfactForm ADV
← JOSEPH ANTHONY PETRILLOAdvisorregistration: current employment
May 12, 2014 to presentfactForm ADV
← RICHARD L GOINGAdvisorregistration: current employment
May 7, 2014 to presentfactForm ADV
← ANTHONY RICHARD JOSLINAdvisorregistration: current employment
Mar 25, 2014 to presentfactForm ADV
← JEFFREY AKNEW WRIGHTAdvisorregistration: current employment
Aug 15, 2012 to presentfactForm ADV
← RAYMOND EDWARD AMBROSINOAdvisorregistration: current employment
Aug 14, 2012 to presentfactForm ADV
← NICHOLAS MAGISTROAdvisorregistration: current employment
Jul 25, 2012 to presentfactForm ADV
← TERRY LEE BRODTAdvisorregistration: current employment
Aug 12, 2010 to presentfactForm ADV
← STEVEN DAVID TRIGILIAdvisorregistration: current employment
Jun 23, 2010 to presentfactForm ADV
← JASON ERIC ZWIBELAdvisorregistration: current employment
Jun 16, 2010 to presentfactForm ADV
← DONALD CHARLES MADIGANAdvisorregistration: current employment
Sep 8, 2009 to presentfactForm ADV
← MICHAEL JOHN BUONACQUISTAAdvisorregistration: current employment
Feb 20, 2008 to presentfactForm ADV
and 22 more

Owns (2)

← McMullin, RobertOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Apr 15, 2021 to Mar 30, 2024factForm ADV
← TRIGILI, STEVEN, DAVIDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 27, 2014 to Mar 30, 2024factForm ADV

Controls (4)

← AMBROSINO, RAYMOND, EDWARDOwnerMEMBER/OWNER, ownership code C, individual
Mar 27, 2014 to Mar 30, 2024factForm ADV
← SARI, SCOTT, HENRYOwnerMEMBER/OWNER, ownership code C, individual
Mar 27, 2014 to Mar 30, 2024factForm ADV
← DEROSA, KEVIN, JOHNOwnerMEMBER/OWNER, ownership code C, individual
Mar 27, 2014 to Mar 30, 2024factForm ADV
← PERROTTO, LOUIS, LUCKYOwnerCHIEF EXECUTIVE OFFICER, ownership code C, individual
Mar 27, 2014 to Mar 30, 2024factForm ADV

Dated events

Occurred
Mar 3, 2026
Advisor changed firm
Daniel Joseph Lombardozzi left Garden State Investment Advisory Services, Llc for Paradigm Wealth Advisory Llc (registered 2026-02-18)
Form ADVobserved 5 days ago
Occurred
Oct 20, 2025
Advisor changed firm
Baylis Jadamec left Garden State Investment Advisory Services, Llc for Mml Investors Services, Llc (registered 2025-11-05)
Form ADVobserved 5 days ago
Occurred
Oct 6, 2025
Advisor changed firm
Steven Tyler Frerichs left Garden State Investment Advisory Services, Llc for Hennion & Walsh Asset Management, Inc. (registered 2026-02-03)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2025
Regulatory AUM changed
Garden State Investment Advisory Services, Llc reported RAUM $561.5M, up 26% from $445.6M (2024-03-30 to 2025-03-31)
Form ADVobserved 5 days ago
$116M
Occurred
Oct 10, 2024
Advisor changed firm
Brian Dean Hanna left Garden State Investment Advisory Services, Llc for Fortis Capital Advisors, Llc (registered 2024-10-11)
Form ADVobserved 5 days ago
Occurred
Nov 10, 2023
Advisor changed firm
Kyle Mcelligott left Garden State Investment Advisory Services, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-11-16)
Form ADVobserved 5 days ago
Occurred
Jun 23, 2023
Advisor changed firm
Stephen B Leitzell left Garden State Investment Advisory Services, Llc for Aan Wealth Advisors Llc (registered 2025-03-13)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Garden State Investment Advisory Services, Llc reported RAUM $408.0M, up 36% from $299.3M (2021-06-14 to 2022-03-31)
Form ADVobserved 5 days ago
$109M
Occurred
Mar 27, 2014
First Form ADV filing
Garden State Investment Advisory Services, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3f1e98d-87ab-819c-9a8b-c4aac08181eb
First observed: Mar 27, 2014
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

CRD 133088

RED BANK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e3f1e98d-87ab-819c-9a8b-c4aac08181eb

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:38 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SCOTT HENRY SARI

Certified Financial Planner

RED BANK, NJ

n/a

yes

KEVIN JOHN DEROSA

n/a

RED BANK, NJ

n/a

yes

GREGORY A GALLO

Personal Financial Specialist

RED BANK, NJ

n/a

yes

MICHAEL JOHN BUONACQUISTA

n/a

RED BANK, NJ

n/a

yes

DONALD CHARLES MADIGAN

n/a

RED BANK, NJ

yes

JASON ERIC ZWIBEL

n/a

RED BANK, NJ | WELLINGTON, FL

yes

STEVEN DAVID TRIGILI

n/a

RED BANK, NJ

yes

TERRY LEE BRODT

n/a

RED BANK, NJ

yes

NICHOLAS MAGISTRO

Certified Financial Planner

RED BANK, NJ

n/a

yes

RAYMOND EDWARD AMBROSINO

Certified Financial Planner

RED BANK, NJ

n/a

yes

JEFFREY AKNEW WRIGHT

n/a

RED BANK, NJ

yes

ANTHONY RICHARD JOSLIN

Certified Financial Planner

RED BANK, NJ

yes

RICHARD L GOING

n/a

RED BANK, NJ

yes

JOSEPH ANTHONY PETRILLO

n/a

RED BANK, NJ

yes

GLENN WARD LEBOEUF

n/a

RED BANK, NJ

yes

SEAN MICHAEL OLSEN

n/a

RED BANK, NJ

n/a

yes

TIMOTHY SEAN MCENENY

n/a

RED BANK, NJ

n/a

yes

MICHAEL THOMAS KUCZINSKI

n/a

MILLSTONE TWP, NJ | RED BANK, NJ

yes

MICHAEL THEODORE KUCZINSKI

Certified Financial Planner|Chartered Financial Consultant

RED BANK, NJ | MILLSTONE TWP, NJ

yes

Thomas Charles Matyola

n/a

RED BANK, NJ

yes

Michael Joseph Azzato

n/a

RED BANK, NJ

yes

JOHN MICHAEL ZARA

n/a

RED BANK, NJ

n/a

yes

STEPHEN JOHN WISK

n/a

RED BANK, NJ

n/a

yes

GREGORY GEORGE CALDERARO

n/a

RED BANK, NJ

yes

Sean Townsend Tudor

n/a

RED BANK, NJ

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AMBROSINO, RAYMOND, EDWARD

MEMBER/OWNER

yes

09/2004

Mar 27, 2014

Mar 30, 2024

DEROSA, KEVIN, JOHN

MEMBER/OWNER

yes

09/2004

Mar 27, 2014

Mar 30, 2024

PERROTTO, LOUIS, LUCKY

CHIEF EXECUTIVE OFFICER

yes

09/2004

Mar 27, 2014

Mar 30, 2024

SARI, SCOTT, HENRY

MEMBER/OWNER

yes

09/2004

Mar 27, 2014

Mar 30, 2024

McMullin, Robert

CHIEF FINANCIAL OFFICER

03/2017

Apr 15, 2021

Mar 30, 2024

TRIGILI, STEVEN, DAVID

CHIEF COMPLIANCE OFFICER

04/2010

Mar 27, 2014

Mar 30, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GARDEN STATE INSURANCE AGENCY, INC.

n/a

yes

n/a

GARDEN STATE SECURITIES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Wellington

United States

yes

n/a

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$674M

$524M

n/a

2024

Mar 31, 2025

$562M

$458M

n/a

2023

Mar 30, 2024

$446M

$343M

n/a

2022

Mar 31, 2023

$484M

$246M

n/a

2021

Mar 31, 2022

$408M

$258M

n/a

2020

Mar 31, 2021

$299M

$178M

n/a

2019

Mar 31, 2020

$207M

$82.7M

n/a

2018

Mar 29, 2019

$186M

$7.8M

n/a

2017

Mar 29, 2018

$184M

$8.6M

n/a

2016

Mar 30, 2017

$157M

$8.6M

n/a

2015

Mar 30, 2016

$137M

$6.6M

n/a

2014

Mar 31, 2015

$136M

$6.5M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

9.1%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$674M

$562M

20.0%

$484M

11.7%