D••• A••••••••

Advisor at O•••• W•••••• I•••

PRINCETON, NJ | MANALAPAN, NJ

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Search this name across graphsid dfx:ria:35833526-a18b-98ef-4b36-5323a9bc95f6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 31, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 31, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Nov 16, 2015	n/a	yes	MANALAPAN, NJ\|PRINCETON, NJ	Current employment
N•• C•••••• F•••••••• G••••• L••	Former SEC adviser	Jun 15, 2006	Dec 31, 2025	no	PRINCETON, NJ\|FREEHOLD, NJ\|PRINCETON, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• C•••••• F•••••••• G••••• L••	O•••• W•••••• I•••	Dec 31, 2025	Nov 16, 2015	-3,698	Firm change after gap	Other
U•••••••• S••••••••• I•••	N•• C•••••• F•••••••• G••••• L••	Jun 2, 2006	Jun 15, 2006

Team moves

••• Locked

Team	Left	Joined	From	Kind
104553:23131:NJ:2025-12-31	Dec 31, 2025	Nov 16, 2015	PRINCETON, NJ	Firm change after gap

Relationships

Registered with (5)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Nov 16, 2015 to presentfactForm ADV
→ N•• C•••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Jun 15, 2006 to Dec 31, 2025factForm ADV
→ U•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 4, 2004 to Jun 2, 2006factForm ADV
→ E•••••• P•••• A••••••• I•••Registered adviserregistration: previous registration

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
D••• A•••••••• left N•• C•••••• F•••••••• G••••• L•• for O•••• W•••••• I••• (registered 2015-11-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35833526-a18b-98ef-4b36-5323a9bc95f6
First observed: Jul 31, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.