DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••• A••••••••

O•••• W•••••• I•••BD affiliatedPrinceton, Nj dual registrantIAPD 2751177

Feed of 09/15/2026

Also filed as D••• Helish

At current firm

10 y

since Nov 16, 2015

In the industry

29 y

since Jul 31, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Nov 16, 2015 · Manalapan, Nj
N•• C•••••• F•••••••• G••••• L•• former
Jun 15, 2006 to Dec 31, 2025 · Princeton, Nj
U•••••••• S••••••••• I••• unclassified
Nov 4, 2004 to Jun 2, 2006 · Freehold, Nj
E•••••• P•••• A••••••• I••• unclassified
Jun 13, 2003 to Nov 1, 2004 · Freehold, Nj
L••••• S••••• S••••••••• I••• unclassified
Jul 31, 2002 to Jun 6, 2003 · Freehold, Nj

Moves

a registration end followed by a registration begin elsewhere

N•• C•••••• F•••••••• G••••• L•• to O•••• W•••••• I•••
left Dec 31, 2025, registered Nov 16, 2015 (-3698 days) · Other · moved with a team
U•••••••• S••••••••• I••• to N•• C•••••• F•••••••• G••••• L••
left Jun 2, 2006, registered Jun 15, 2006 (13 days) · Other
E•••••• P•••• A••••••• I••• to U•••••••• S••••••••• I•••
left Nov 1, 2004, registered Nov 4, 2004 (3 days) · Other
L••••• S••••• S••••••••• I••• to E•••••• P•••• A••••••• I•••
left Jun 6, 2003, registered Jun 13, 2003 (7 days) · Other

Signals

D••• A•••••••• left N•• C•••••• F•••••••• G••••• L•• for O•••• W•••••• I••• (registered 2015-11-16)
Dec 31, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address