DFX Intelligence

M•••••• C• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

M•••••• C• K••••••

Advisor at A•••••• C••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:35852c00-f519-164d-c2df-10511fcf653d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 7, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 2, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• C••••••• L••	Independent wealth	May 25, 2022	n/a	yes	NEW YORK, NY	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 20, 2016	May 17, 2022	no	PORT JEFFERSON, NY\|Port Jefferson, NY\|AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	A•••••• C••••••• L••	May 17, 2022	May 25, 2022	8	Firm change	Ibd to RIA
N•• A•••••• S•••••••• L••	K••••• A••••••• S•••••••• L••	Sep 22, 2016	Apr 20, 2016

Relationships

Registered with (5)

→ A•••••• C••••••• L••Registered adviserregistration: current employment
May 25, 2022 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 20, 2016 to May 17, 2022factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 15, 2014 to Sep 22, 2016factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
May 17, 2022
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35852c00-f519-164d-c2df-10511fcf653d
First observed: Jun 7, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.