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Advisor at ASCENTIS INDEPENDENT ADVISORS, LLC
Lafayette, CA | DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASCENTIS INDEPENDENT ADVISORS, LLC | Independent wealth | Sep 29, 2023 | n/a | yes | DALLAS, TX|Lafayette, CA | Current employment |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Aug 22, 2022 | Sep 22, 2023 | no | Lafayette, CA|AUSTIN, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 10, 2014 | Aug 23, 2022 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | ASCENTIS INDEPENDENT ADVISORS, LLC | Sep 22, 2023 | Sep 29, 2023 | 7 | Firm change | Ibd to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | KESTRA ADVISORY SERVICES, LLC | Aug 23, 2022 | Aug 22, 2022 | -1 | Firm change | Wirehouse to ibd |