DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIVERSIDE, RI | FORT WORTH, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 21, 2025 | n/a | yes | FORT WORTH, TX|RIVERSIDE, RI | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jul 29, 2024 | Apr 2, 2025 | no | Westlake, TX|North Richland Hills, TX|Fort Worth, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 2, 2025 | Apr 21, 2025 | 19 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 5393:7691:TX:2025-03-26 | Apr 2, 2025 | Apr 21, 2025 | FORT WORTH, TX | Firm change |