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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

Michael D Keating

Advisor at MORGAN STANLEY

Norwell, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:35a89fbe-466e-b038-c416-4ed4b800867f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 23, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Jan 23, 2019
First registration: Jan 23, 2019
Dual registered: yes, broker-dealer
Other names: Mickey Keating|Michael Keating|Michael Dean Keating
IAPD individual key: 6862055

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Aug 5, 2026	n/a	yes	Norwell, MA	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Nov 15, 2024	May 29, 2026	no	Boston, MA	Previous registration
CERITY PARTNERS LLC	Independent wealth	Feb 23, 2021	Nov 12, 2024	no	BOSTON, MA\|NEW YORK, NY\|BOSTON, MA	Previous registration
BAINCO INTERNATIONAL INVESTORS LLC	Former SEC adviser	May 28, 2019	Feb 4, 2021	no	BOSTON, MA	Previous registration
MORGAN STANLEY	Wirehouse	Jan 23, 2019	May 6, 2019	no	NEWPORT, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	MORGAN STANLEY	May 29, 2026	Aug 5, 2026	68	Firm change	Wirehouse to wirehouse
CERITY PARTNERS LLC	J.P. MORGAN SECURITIES LLC	Nov 12, 2024	Nov 15, 2024	3	Firm change	RIA to wirehouse
BAINCO INTERNATIONAL INVESTORS LLC	CERITY PARTNERS LLC	Feb 4, 2021	Feb 23, 2021	19	Firm change	RIA to RIA
MORGAN STANLEY	BAINCO INTERNATIONAL INVESTORS LLC	May 6, 2019	May 28, 2019	22	Firm change	Wirehouse to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
106053:151559:MA:2021-02-04	Feb 4, 2021	Feb 23, 2021	BOSTON, MA	Firm change

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jan 23, 2019 to May 6, 2019factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Nov 15, 2024 to May 29, 2026factForm ADV
→ CERITY PARTNERS LLCRegistered adviserregistration: previous registration
Feb 23, 2021 to Nov 12, 2024factForm ADV
→ BAINCO INTERNATIONAL INVESTORS LLCRegistered adviserregistration: previous registration
May 28, 2019 to Feb 4, 2021factForm ADV

Dated events

Occurred
May 29, 2026
Advisor changed firm
Michael D Keating left J.P. Morgan Securities Llc for Morgan Stanley (registered 2026-08-05)
Form ADVobserved 5 days ago
Occurred
Nov 12, 2024
Advisor changed firm
Michael D Keating left Cerity Partners Llc for J.P. Morgan Securities Llc (registered 2024-11-15)
Form ADVobserved 5 days ago