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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

BAINCO INTERNATIONAL INVESTORS LLC

CRD 106053

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7185b7a7-2964-95af-bc33-4fa26b845e81

Data as of Sep 9, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 35
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2012 to Sep 9, 2020
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.0BItem 5.F on the latest filing (2020-09-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $911M
Private client RAUM: $1.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16
Advisory employees: 13
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 663
Individual clients: 7
High net worth clients: 78
Custody, client assets: $155M
SEC number: 801-29654
CRD: 106053
Filings on the tape: 26
First filed: Apr 2, 2012
Latest filed: Sep 9, 2020
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAIN, SAMUEL, EUGENE	MANAGING MEMBER	D	yes	04/1998	Apr 2, 2012	Sep 9, 2020
DUMOUCHELLE, JUSTIN, JOSEPH	MEMBER/CHIEF INVESTMENT OFFICER	Na	yes	01/2018	Mar 29, 2018	Sep 9, 2020
FOLEY, JESSICA, B	MEMBER/CHIEF COMPLIANCE OFFICER	Na	yes	07/2019	Mar 31, 2015	Sep 9, 2020
KATZ, ROBERT, GARY	Member	A	yes	04/1998	Apr 2, 2012	Sep 9, 2020
O'KEEFE, MARK, DOUGLAS	MEMBER, CHIEF FINANCIAL OFFICER	A	yes	04/2005	Apr 2, 2012	Sep 9, 2020
SCHARMER, ISABEL, ROSEN	Member	Na	yes	01/2018	Mar 29, 2018	Sep 9, 2020
BAIN FAMILY 2009 IRREVOCABLE TRUST	Member	A	no	12/2014	Mar 31, 2015	Sep 9, 2020
BAIN FAMILY TRUST 2020 UAD 6/26/20	Member	B	no	06/2020	Jul 20, 2020	Sep 9, 2020
BAIN GRANDCHILDREN'S TRUST 2020 UAD 6/26/2020	Member	A	no	06/2020	Jul 20, 2020	Sep 9, 2020
BAIN, JANET, G.	Trustee	F	no	06/2020	Jul 24, 2020	Sep 9, 2020
BAIN, SAMUEL, EUGENE	Trustee	F	no	06/2020	Apr 2, 2012	Sep 9, 2020
BURKE, STEVEN, MATTHEW	Trustee	F	no	06/2020	Jul 24, 2020	Sep 9, 2020
FOLEY, JESSICA, B	Trustee	F	no	12/2014	Mar 31, 2015	Sep 9, 2020
FONTANELLA, JAMES	Trustee	F	no	12/2014	Mar 31, 2015	Sep 9, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
2014 RFID LLC	n/a	n/a	n/a	N	yes	n/a
372 CLAY, LLC	n/a	n/a	n/a	N	yes	n/a
372 RFID, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 30, 2020	$1.0B	$911M	16	13	0	n/a	n/a
2018	Mar 26, 2019	$902M	$775M	18	14	1	n/a	n/a
2017	Mar 29, 2018	$1.0B	$891M	18	15	0	n/a	n/a
2016	Mar 31, 2017	$844M	$763M	17	9	n/a	n/a	n/a
2015	Mar 22, 2016	$676M	$573M	19	10	n/a	n/a	n/a
2014	Mar 31, 2015	$673M	$582M	18	8	n/a	n/a	n/a
2013	Mar 28, 2014	$604M	$522M	15	8	n/a	n/a	n/a
2012	Mar 28, 2013	$510M	$443M	13	9	n/a	n/a	n/a
2011	Apr 2, 2012	$452M	$364M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$1.0B	$902M	13.9%	$844M	6.8%	16	18	0	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CERITY PARTNERS LLC	7	Feb 4, 2021	Feb 23, 2021	BOSTON, MA	Firm absorbed	RIA to RIA	100.0%

Relationships

Owns (8)

← BURKE, STEVEN, MATTHEWOwnerTRUSTEE, ownership code F, individual
Jul 24, 2020 to presentfactForm ADV
← FOLEY, JESSICA, BOwnerTRUSTEE, ownership code F, individual
Mar 31, 2015 to presentfactForm ADV
← FONTANELLA, JAMESOwnerTRUSTEE, ownership code F, individual
Mar 31, 2015 to presentfactForm ADV
← BAIN, JANET, G.OwnerTRUSTEE, ownership code F, individual
Jul 24, 2020 to presentfactForm ADV
← BAIN, SAMUEL, EUGENEOwnerTRUSTEE, ownership code F, individual
Apr 2, 2012 to presentfactForm ADV
← BAIN FAMILY 2009 IRREVOCABLE TRUSTOwnerMEMBER, ownership code A, domestic entity
Mar 31, 2015 to presentfactForm ADV
← BAIN FAMILY TRUST 2020 UAD 6/26/20OwnerMEMBER, ownership code B, domestic entity
Jul 20, 2020 to presentfactForm ADV
← BAIN GRANDCHILDREN'S TRUST 2020 UAD 6/26/2020OwnerMEMBER, ownership code A, domestic entity
Jul 20, 2020 to presentfactForm ADV

Controls (6)

← KATZ, ROBERT, GARYOwnerMEMBER, ownership code A, individual
Apr 2, 2012 to presentfactForm ADV
← SCHARMER, ISABEL, ROSENOwnerMEMBER, ownership code NA, individual
Mar 29, 2018 to presentfactForm ADV
← FOLEY, JESSICA, BOwnerMEMBER/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2015 to presentfactForm ADV
← O'KEEFE, MARK, DOUGLASOwnerMEMBER, CHIEF FINANCIAL OFFICER, ownership code A, individual
Apr 2, 2012 to presentfactForm ADV
← DUMOUCHELLE, JUSTIN, JOSEPHOwnerMEMBER/CHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 29, 2018 to presentfactForm ADV
← BAIN, SAMUEL, EUGENEOwnerMANAGING MEMBER, ownership code D, individual
Apr 2, 2012 to presentfactForm ADV

Moved with (1)

→ CERITY PARTNERS LLCRegistered adviser7 advisors, firm absorbed, same day
Feb 4, 2021 to Feb 23, 2021factForm ADV

Registered with (20)

← ISABEL ROSEN SCHARMERAdvisorregistration: previous registration
Oct 8, 2010 to Feb 4, 2021factForm ADV
← JUSTIN JOSEPH DUMOUCHELLEAdvisorregistration: previous registration
Mar 27, 2015 to Feb 4, 2021factForm ADV
← Drew Louis KootmanAdvisorregistration: previous registration
Jul 7, 2020 to Feb 4, 2021factForm ADV
← EMILY J. LYNCHAdvisorregistration: previous registration
Aug 29, 2016 to Feb 4, 2021factForm ADV
← SAWYER T ROTHMANNAdvisorregistration: previous registration
Aug 25, 2020 to Feb 4, 2021factForm ADV
← Michael D KeatingAdvisorregistration: previous registration
May 28, 2019 to Feb 4, 2021factForm ADV
← MICHAEL SYERAdvisorregistration: previous registration
Nov 2, 2018 to Feb 4, 2021factForm ADV
← GREGORY Francis MCSWEENEYAdvisorregistration: previous registration
Mar 24, 2016 to Mar 23, 2020factForm ADV
← NAKIA A MADDOX-EUBANKSAdvisorregistration: previous registration
Aug 27, 2019 to Nov 7, 2019factForm ADV
← KATHLEEN HORIGAN O'MALLEYAdvisorregistration: previous registration
Oct 24, 2017 to May 17, 2019factForm ADV
← KAYLA CHRISTINE HammenAdvisorregistration: previous registration
Dec 5, 2016 to Oct 3, 2018factForm ADV
← MARK JOSEPH ALAIMOAdvisorregistration: previous registration
Nov 21, 2017 to Oct 2, 2018factForm ADV
← SETH DAVID CORKINAdvisorregistration: previous registration
Sep 2, 2015 to Sep 13, 2017factForm ADV
← SUSAN ELIZABETH DAHLAdvisorregistration: previous registration
May 27, 2010 to Mar 29, 2017factForm ADV
← ABIGAIL MARR PSYHOGEOSAdvisorregistration: previous registration
Jul 19, 2000 to Dec 31, 2016factForm ADV
← JOHN MARSHALL PIPERAdvisorregistration: previous registration
May 9, 2011 to Jan 22, 2015factForm ADV
← Barry Lewis HilliardAdvisorregistration: previous registration
Sep 12, 2012 to Mar 26, 2014factForm ADV
← JEFFREY MATTHEW MORTIMERAdvisorregistration: previous registration
Sep 20, 2010 to Jun 6, 2012factForm ADV
← CHARLES ALEXANDER WILLHOITAdvisorregistration: previous registration
Feb 18, 2004 to Dec 7, 2004factForm ADV
← THOMAS PATRICK REILLYAdvisorregistration: previous registration
Dec 1, 1999 to Jul 23, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7185b7a7-2964-95af-bc33-4fa26b845e81
First observed: Apr 2, 2012
Last observed: Sep 9, 2020 73 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BAINCO INTERNATIONAL INVESTORS LLC

CRD 106053

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7185b7a7-2964-95af-bc33-4fa26b845e81

Data as of Sep 9, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:42 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAIN, SAMUEL, EUGENE

MANAGING MEMBER

yes

04/1998

Apr 2, 2012

Sep 9, 2020

DUMOUCHELLE, JUSTIN, JOSEPH

MEMBER/CHIEF INVESTMENT OFFICER

yes

01/2018

Mar 29, 2018

Sep 9, 2020

FOLEY, JESSICA, B

MEMBER/CHIEF COMPLIANCE OFFICER

yes

07/2019

Mar 31, 2015

Sep 9, 2020

KATZ, ROBERT, GARY

Member

yes

04/1998

Apr 2, 2012

Sep 9, 2020

O'KEEFE, MARK, DOUGLAS

MEMBER, CHIEF FINANCIAL OFFICER

yes

04/2005

Apr 2, 2012

Sep 9, 2020

SCHARMER, ISABEL, ROSEN

Member

yes

01/2018

Mar 29, 2018

Sep 9, 2020

BAIN FAMILY 2009 IRREVOCABLE TRUST

Member

12/2014

Mar 31, 2015

Sep 9, 2020

BAIN FAMILY TRUST 2020 UAD 6/26/20

Member

06/2020

Jul 20, 2020

Sep 9, 2020

BAIN GRANDCHILDREN'S TRUST 2020 UAD 6/26/2020

Member

06/2020

Jul 20, 2020

Sep 9, 2020

BAIN, JANET, G.

Trustee

06/2020

Jul 24, 2020

Sep 9, 2020

BAIN, SAMUEL, EUGENE

Trustee

06/2020

Apr 2, 2012

Sep 9, 2020

BURKE, STEVEN, MATTHEW

Trustee

06/2020

Jul 24, 2020

Sep 9, 2020

FOLEY, JESSICA, B

Trustee

12/2014

Mar 31, 2015

Sep 9, 2020

FONTANELLA, JAMES

Trustee

12/2014

Mar 31, 2015

Sep 9, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

2014 RFID LLC

n/a

yes

n/a

372 CLAY, LLC

n/a

yes

n/a

372 RFID, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 30, 2020

$1.0B

$911M

n/a

2018

Mar 26, 2019

$902M

$775M

n/a

2017

Mar 29, 2018

$1.0B

$891M

n/a

2016

Mar 31, 2017

$844M

$763M

n/a

2015

Mar 22, 2016

$676M

$573M

n/a

2014

Mar 31, 2015

$673M

$582M

n/a

2013

Mar 28, 2014

$604M

$522M

n/a

2012

Mar 28, 2013

$510M

$443M

n/a

2011

Apr 2, 2012

$452M

$364M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$1.0B

$902M

13.9%

$844M

6.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CERITY PARTNERS LLC

Feb 4, 2021

Feb 23, 2021

BOSTON, MA

Firm absorbed

RIA to RIA

100.0%