J••• S••• H•••

Advisor at T••••••• S••••••• A•••••••

Oklahoma City, OK | INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:35bc7049-907f-5164-109e-7daff06ee1f4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 24, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• S••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 13, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• S••••••• A•••••••	Bd affiliated wealth	Jun 15, 2024	n/a	yes	INDIANAPOLIS, IN\|Oklahoma City, OK	Current employment
P••••••• C•••••• A•••••••• I•••	Former SEC adviser	Aug 1, 2019	Jun 28, 2024	no	OKLAHOMA CITY, OK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• C•••••• A•••••••• I•••	T••••••• S••••••• A•••••••	Jun 28, 2024	Jun 15, 2024	-13	Firm change	RIA to ibd
L•• F•••••••• L••	P••••••• C•••••• A•••••••• I•••	May 28, 2019	Aug 1, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
115758:299201:OK:2024-06-28	Jun 28, 2024	Jun 15, 2024	OKLAHOMA CITY, OK	Firm change

Relationships

Registered with (3)

→ T••••••• S••••••• A•••••••Registered adviserregistration: current employment
Jun 15, 2024 to presentfactForm ADV
→ P••••••• C•••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 1, 2019 to Jun 28, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 24, 2017 to May 28, 2019factForm ADV

Dated events

Occurred
Jun 28, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35bc7049-907f-5164-109e-7daff06ee1f4
First observed: Jul 24, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.