DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at F••••••
SAN FRANCISCO, CA | Lake Oswego, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••••• | Independent wealth | Jul 18, 2022 | n/a | yes | Lake Oswego, OR|SAN FRANCISCO, CA | Current employment |
| W••••••••• | n/a | Feb 13, 2018 | Aug 23, 2022 | no | LAKE OSWEGO, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••••••• | F•••••• | Aug 23, 2022 | Jul 18, 2022 | -36 | Firm change after gap | Other |
| B••••• C•••••• M••••••••• L•• | W••••••••• | Nov 28, 2014 | Feb 13, 2018 |
| B••••• C•••••• M••••••••• L•• | Former SEC adviser | Jan 31, 2008 | Nov 28, 2014 | no | LAKE OSWEGO, OR | Previous registration |
| B•• M••••••••• L•• | n/a | Dec 8, 2006 | Mar 28, 2008 | no | PORTLAND, OR | Previous registration |
| B••••• R••• C•••••• P••••••• L•• | n/a | Mar 17, 2006 | Sep 25, 2006 | no | PORTLAND, OR | Previous registration |
| B••••• R••• C••••••• L•• | n/a | Sep 29, 2005 | Oct 27, 2006 | no | PORTLAND, OR | Previous registration |
| B••••• A••••••••• S••••••••• L•• | n/a | Sep 29, 2005 | Aug 27, 2008 | no | PORTLAND, OR | Previous registration |
| Firm change after gap |
| Other |
| B••••• A••••••••• S••••••••• L•• | B••••• R••• C•••••• P••••••• L•• | Aug 27, 2008 | Mar 17, 2006 | -894 | Firm change after gap | Other |
| B•• M••••••••• L•• | B••••• C•••••• M••••••••• L•• | Mar 28, 2008 | Jan 31, 2008 | -57 | Firm change after gap | Other |
| B••••• R••• C••••••• L•• | B••••• A••••••••• S••••••••• L•• | Oct 27, 2006 | Sep 29, 2005 | -393 | Firm change after gap | Other |
| B••••• R••• C•••••• P••••••• L•• | B•• M••••••••• L•• | Sep 25, 2006 | Dec 8, 2006 | 74 | Firm change | Other |